1.. SPDX-License-Identifier: GPL-2.0+
2.. Copyright (c) 2018 Heinrich Schuchardt
3
4UEFI on U-Boot
5==============
6
7The Unified Extensible Firmware Interface Specification (UEFI) [1] has become
8the default for booting on AArch64 and x86 systems. It provides a stable API for
9the interaction of drivers and applications with the firmware. The API comprises
10access to block storage, network, and console to name a few. The Linux kernel
11and boot loaders like GRUB or the FreeBSD loader can be executed.
12
13Development target
14------------------
15
16The implementation of UEFI in U-Boot strives to reach the requirements described
17in the "Embedded Base Boot Requirements (EBBR) Specification - Release v1.0"
18[2]. The "Server Base Boot Requirements System Software on ARM Platforms" [3]
19describes a superset of the EBBR specification and may be used as further
20reference.
21
22A full blown UEFI implementation would contradict the U-Boot design principle
23"keep it small".
24
25Building U-Boot for UEFI
26------------------------
27
28The UEFI standard supports only little-endian systems. The UEFI support can be
29activated for ARM and x86 by specifying::
30
31    CONFIG_CMD_BOOTEFI=y
32    CONFIG_EFI_LOADER=y
33
34in the .config file.
35
36Support for attaching virtual block devices, e.g. iSCSI drives connected by the
37loaded UEFI application [4], requires::
38
39    CONFIG_BLK=y
40    CONFIG_PARTITIONS=y
41
42Executing a UEFI binary
43~~~~~~~~~~~~~~~~~~~~~~~
44
45The bootefi command is used to start UEFI applications or to install UEFI
46drivers. It takes two parameters::
47
48    bootefi <image address> [fdt address]
49
50* image address - the memory address of the UEFI binary
51* fdt address - the memory address of the flattened device tree
52
53Below you find the output of an example session starting GRUB::
54
55    => load mmc 0:2 ${fdt_addr_r} boot/dtb
56    29830 bytes read in 14 ms (2 MiB/s)
57    => load mmc 0:1 ${kernel_addr_r} efi/debian/grubaa64.efi
58    reading efi/debian/grubaa64.efi
59    120832 bytes read in 7 ms (16.5 MiB/s)
60    => bootefi ${kernel_addr_r} ${fdt_addr_r}
61
62When booting from a memory location it is unknown from which file it was loaded.
63Therefore the bootefi command uses the device path of the block device partition
64or the network adapter and the file name of the most recently loaded PE-COFF
65file when setting up the loaded image protocol.
66
67Launching a UEFI binary from a FIT image
68~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
69
70A signed FIT image can be used to securely boot a UEFI image via the
71bootm command. This feature is available if U-Boot is configured with::
72
73    CONFIG_BOOTM_EFI=y
74
75A sample configuration is provided as file doc/uImage.FIT/uefi.its.
76
77Below you find the output of an example session starting GRUB::
78
79    => load mmc 0:1 ${kernel_addr_r} image.fit
80    4620426 bytes read in 83 ms (53.1 MiB/s)
81    => bootm ${kernel_addr_r}#config-grub-nofdt
82    ## Loading kernel from FIT Image at 40400000 ...
83       Using 'config-grub-nofdt' configuration
84       Verifying Hash Integrity ... sha256,rsa2048:dev+ OK
85       Trying 'efi-grub' kernel subimage
86         Description:  GRUB EFI Firmware
87         Created:      2019-11-20   8:18:16 UTC
88         Type:         Kernel Image (no loading done)
89         Compression:  uncompressed
90         Data Start:   0x404000d0
91         Data Size:    450560 Bytes = 440 KiB
92         Hash algo:    sha256
93         Hash value:   4dbee00021112df618f58b3f7cf5e1595533d543094064b9ce991e8b054a9eec
94       Verifying Hash Integrity ... sha256+ OK
95       XIP Kernel Image (no loading done)
96    ## Transferring control to EFI (at address 404000d0) ...
97    Welcome to GRUB!
98
99See doc/uImage.FIT/howto.txt for an introduction to FIT images.
100
101Configuring UEFI secure boot
102~~~~~~~~~~~~~~~~~~~~~~~~~~~~
103
104The UEFI specification[1] defines a secure way of executing UEFI images
105by verifying a signature (or message digest) of image with certificates.
106This feature on U-Boot is enabled with::
107
108    CONFIG_UEFI_SECURE_BOOT=y
109
110To make the boot sequence safe, you need to establish a chain of trust;
111In UEFI secure boot the chain trust is defined by the following UEFI variables
112
113* PK - Platform Key
114* KEK - Key Exchange Keys
115* db - white list database
116* dbx - black list database
117
118An in depth description of UEFI secure boot is beyond the scope of this
119document. Please, refer to the UEFI specification and available online
120documentation. Here is a simple example that you can follow for your initial
121attempt (Please note that the actual steps will depend on your system and
122environment.):
123
124Install the required tools on your host
125
126* openssl
127* efitools
128* sbsigntool
129
130Create signing keys and the key database on your host:
131
132The platform key
133
134.. code-block:: bash
135
136    openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=TEST_PK/ \
137            -keyout PK.key -out PK.crt -nodes -days 365
138    cert-to-efi-sig-list -g 11111111-2222-3333-4444-123456789abc \
139            PK.crt PK.esl;
140    sign-efi-sig-list -c PK.crt -k PK.key PK PK.esl PK.auth
141
142The key exchange keys
143
144.. code-block:: bash
145
146    openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=TEST_KEK/ \
147            -keyout KEK.key -out KEK.crt -nodes -days 365
148    cert-to-efi-sig-list -g 11111111-2222-3333-4444-123456789abc \
149            KEK.crt KEK.esl
150    sign-efi-sig-list -c PK.crt -k PK.key KEK KEK.esl KEK.auth
151
152The whitelist database
153
154.. code-block:: bash
155
156    openssl req -x509 -sha256 -newkey rsa:2048 -subj /CN=TEST_db/ \
157            -keyout db.key -out db.crt -nodes -days 365
158    cert-to-efi-sig-list -g 11111111-2222-3333-4444-123456789abc \
159            db.crt db.esl
160    sign-efi-sig-list -c KEK.crt -k KEK.key db db.esl db.auth
161
162Copy the \*.auth files to media, say mmc, that is accessible from U-Boot.
163
164Sign an image with one of the keys in "db" on your host
165
166.. code-block:: bash
167
168    sbsign --key db.key --cert db.crt helloworld.efi
169
170Now in U-Boot install the keys on your board::
171
172    fatload mmc 0:1 <tmpaddr> PK.auth
173    setenv -e -nv -bs -rt -at -i <tmpaddr>:$filesize PK
174    fatload mmc 0:1 <tmpaddr> KEK.auth
175    setenv -e -nv -bs -rt -at -i <tmpaddr>:$filesize KEK
176    fatload mmc 0:1 <tmpaddr> db.auth
177    setenv -e -nv -bs -rt -at -i <tmpaddr>:$filesize db
178
179Set up boot parameters on your board::
180
181    efidebug boot add -b 1 HELLO mmc 0:1 /helloworld.efi.signed ""
182
183Since kernel 5.7 there's an alternative way of loading an initrd using
184LoadFile2 protocol if CONFIG_EFI_LOAD_FILE2_INITRD is enabled.
185The initrd path can be specified with::
186
187    efidebug boot add -b ABE0 'kernel' mmc 0:1 Image -i mmc 0:1 initrd
188
189Now your board can run the signed image via the boot manager (see below).
190You can also try this sequence by running Pytest, test_efi_secboot,
191on the sandbox
192
193.. code-block:: bash
194
195    cd <U-Boot source directory>
196    pytest.py test/py/tests/test_efi_secboot/test_signed.py --bd sandbox
197
198UEFI binaries may be signed by Microsoft using the following certificates:
199
200* KEK: Microsoft Corporation KEK CA 2011
201  http://go.microsoft.com/fwlink/?LinkId=321185.
202* db: Microsoft Windows Production PCA 2011
203  http://go.microsoft.com/fwlink/p/?linkid=321192.
204* db: Microsoft Corporation UEFI CA 2011
205  http://go.microsoft.com/fwlink/p/?linkid=321194.
206
207Using OP-TEE for EFI variables
208~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
209
210Instead of implementing UEFI variable services inside U-Boot they can
211also be provided in the secure world by a module for OP-TEE[1]. The
212interface between U-Boot and OP-TEE for variable services is enabled by
213CONFIG_EFI_MM_COMM_TEE=y.
214
215Tianocore EDK II's standalone management mode driver for variables can
216be linked to OP-TEE for this purpose. This module uses the Replay
217Protected Memory Block (RPMB) of an eMMC device for persisting
218non-volatile variables. When calling the variable services via the
219OP-TEE API U-Boot's OP-TEE supplicant relays calls to the RPMB driver
220which has to be enabled via CONFIG_SUPPORT_EMMC_RPMB=y.
221
222EDK2 Build instructions
223***********************
224
225.. code-block:: bash
226
227    $ git clone https://github.com/tianocore/edk2.git
228    $ git clone https://github.com/tianocore/edk2-platforms.git
229    $ cd edk2
230    $ git submodule init && git submodule update --init --recursive
231    $ cd ..
232    $ export WORKSPACE=$(pwd)
233    $ export PACKAGES_PATH=$WORKSPACE/edk2:$WORKSPACE/edk2-platforms
234    $ export ACTIVE_PLATFORM="Platform/StandaloneMm/PlatformStandaloneMmPkg/PlatformStandaloneMmRpmb.dsc"
235    $ export GCC5_AARCH64_PREFIX=aarch64-linux-gnu-
236    $ source edk2/edksetup.sh
237    $ make -C edk2/BaseTools
238    $ build -p $ACTIVE_PLATFORM -b RELEASE -a AARCH64 -t GCC5 -n `nproc`
239
240OP-TEE Build instructions
241*************************
242
243.. code-block:: bash
244
245    $ git clone https://github.com/OP-TEE/optee_os.git
246    $ cd optee_os
247    $ ln -s ../Build/MmStandaloneRpmb/RELEASE_GCC5/FV/BL32_AP_MM.fd
248    $ export ARCH=arm
249    $ CROSS_COMPILE32=arm-linux-gnueabihf- make -j32 CFG_ARM64_core=y \
250        PLATFORM=<myboard> CFG_STMM_PATH=BL32_AP_MM.fd CFG_RPMB_FS=y \
251        CFG_RPMB_FS_DEV_ID=0 CFG_CORE_HEAP_SIZE=524288 CFG_RPMB_WRITE_KEY=1 \
252        CFG_CORE_HEAP_SIZE=524288 CFG_CORE_DYN_SHM=y CFG_RPMB_TESTKEY=y \
253        CFG_REE_FS=n CFG_CORE_ARM64_PA_BITS=48  CFG_TEE_CORE_LOG_LEVEL=1 \
254        CFG_TEE_TA_LOG_LEVEL=1 CFG_SCTLR_ALIGNMENT_CHECK=n
255
256U-Boot Build instructions
257*************************
258
259Although the StandAloneMM binary comes from EDK2, using and storing the
260variables is currently available in U-Boot only.
261
262.. code-block:: bash
263
264    $ git clone https://github.com/u-boot/u-boot.git
265    $ cd u-boot
266    $ export CROSS_COMPILE=aarch64-linux-gnu-
267    $ export ARCH=<arch>
268    $ make <myboard>_defconfig
269    $ make menuconfig
270
271Enable ``CONFIG_OPTEE``, ``CONFIG_CMD_OPTEE_RPMB`` and ``CONFIG_EFI_MM_COMM_TEE``
272
273.. warning::
274
275    - Your OP-TEE platform port must support Dynamic shared memory, since that's
276      the only kind of memory U-Boot supports for now.
277
278[1] https://optee.readthedocs.io/en/latest/building/efi_vars/stmm.html
279
280Executing the boot manager
281~~~~~~~~~~~~~~~~~~~~~~~~~~
282
283The UEFI specification foresees to define boot entries and boot sequence via
284UEFI variables. Booting according to these variables is possible via::
285
286    bootefi bootmgr [fdt address]
287
288As of U-Boot v2020.10 UEFI variables cannot be set at runtime. The U-Boot
289command 'efidebug' can be used to set the variables.
290
291Executing the built in hello world application
292~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
293
294A hello world UEFI application can be built with::
295
296    CONFIG_CMD_BOOTEFI_HELLO_COMPILE=y
297
298It can be embedded into the U-Boot binary with::
299
300    CONFIG_CMD_BOOTEFI_HELLO=y
301
302The bootefi command is used to start the embedded hello world application::
303
304    bootefi hello [fdt address]
305
306Below you find the output of an example session::
307
308    => bootefi hello ${fdtcontroladdr}
309    ## Starting EFI application at 01000000 ...
310    WARNING: using memory device/image path, this may confuse some payloads!
311    Hello, world!
312    Running on UEFI 2.7
313    Have SMBIOS table
314    Have device tree
315    Load options: root=/dev/sdb3 init=/sbin/init rootwait ro
316    ## Application terminated, r = 0
317
318The environment variable fdtcontroladdr points to U-Boot's internal device tree
319(if available).
320
321Executing the built-in self-test
322~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
323
324An UEFI self-test suite can be embedded in U-Boot by building with::
325
326    CONFIG_CMD_BOOTEFI_SELFTEST=y
327
328For testing the UEFI implementation the bootefi command can be used to start the
329self-test::
330
331    bootefi selftest [fdt address]
332
333The environment variable 'efi_selftest' can be used to select a single test. If
334it is not provided all tests are executed except those marked as 'on request'.
335If the environment variable is set to 'list' a list of all tests is shown.
336
337Below you can find the output of an example session::
338
339    => setenv efi_selftest simple network protocol
340    => bootefi selftest
341    Testing EFI API implementation
342    Selected test: 'simple network protocol'
343    Setting up 'simple network protocol'
344    Setting up 'simple network protocol' succeeded
345    Executing 'simple network protocol'
346    DHCP Discover
347    DHCP reply received from 192.168.76.2 (52:55:c0:a8:4c:02)
348      as broadcast message.
349    Executing 'simple network protocol' succeeded
350    Tearing down 'simple network protocol'
351    Tearing down 'simple network protocol' succeeded
352    Boot services terminated
353    Summary: 0 failures
354    Preparing for reset. Press any key.
355
356The UEFI life cycle
357-------------------
358
359After the U-Boot platform has been initialized the UEFI API provides two kinds
360of services:
361
362* boot services
363* runtime services
364
365The API can be extended by loading UEFI drivers which come in two variants:
366
367* boot drivers
368* runtime drivers
369
370UEFI drivers are installed with U-Boot's bootefi command. With the same command
371UEFI applications can be executed.
372
373Loaded images of UEFI drivers stay in memory after returning to U-Boot while
374loaded images of applications are removed from memory.
375
376An UEFI application (e.g. an operating system) that wants to take full control
377of the system calls ExitBootServices. After a UEFI application calls
378ExitBootServices
379
380* boot services are not available anymore
381* timer events are stopped
382* the memory used by U-Boot except for runtime services is released
383* the memory used by boot time drivers is released
384
385So this is a point of no return. Afterwards the UEFI application can only return
386to U-Boot by rebooting.
387
388The UEFI object model
389---------------------
390
391UEFI offers a flexible and expandable object model. The objects in the UEFI API
392are devices, drivers, and loaded images. These objects are referenced by
393handles.
394
395The interfaces implemented by the objects are referred to as protocols. These
396are identified by GUIDs. They can be installed and uninstalled by calling the
397appropriate boot services.
398
399Handles are created by the InstallProtocolInterface or the
400InstallMultipleProtocolinterfaces service if NULL is passed as handle.
401
402Handles are deleted when the last protocol has been removed with the
403UninstallProtocolInterface or the UninstallMultipleProtocolInterfaces service.
404
405Devices offer the EFI_DEVICE_PATH_PROTOCOL. A device path is the concatenation
406of device nodes. By their device paths all devices of a system are arranged in a
407tree.
408
409Drivers offer the EFI_DRIVER_BINDING_PROTOCOL. This protocol is used to connect
410a driver to devices (which are referenced as controllers in this context).
411
412Loaded images offer the EFI_LOADED_IMAGE_PROTOCOL. This protocol provides meta
413information about the image and a pointer to the unload callback function.
414
415The UEFI events
416---------------
417
418In the UEFI terminology an event is a data object referencing a notification
419function which is queued for calling when the event is signaled. The following
420types of events exist:
421
422* periodic and single shot timer events
423* exit boot services events, triggered by calling the ExitBootServices() service
424* virtual address change events
425* memory map change events
426* read to boot events
427* reset system events
428* system table events
429* events that are only triggered programmatically
430
431Events can be created with the CreateEvent service and deleted with CloseEvent
432service.
433
434Events can be assigned to an event group. If any of the events in a group is
435signaled, all other events in the group are also set to the signaled state.
436
437The UEFI driver model
438---------------------
439
440A driver is specific for a single protocol installed on a device. To install a
441driver on a device the ConnectController service is called. In this context
442controller refers to the device for which the driver is installed.
443
444The relevant drivers are identified using the EFI_DRIVER_BINDING_PROTOCOL. This
445protocol has has three functions:
446
447* supported - determines if the driver is compatible with the device
448* start - installs the driver by opening the relevant protocol with
449  attribute EFI_OPEN_PROTOCOL_BY_DRIVER
450* stop - uninstalls the driver
451
452The driver may create child controllers (child devices). E.g. a driver for block
453IO devices will create the device handles for the partitions. The child
454controllers  will open the supported protocol with the attribute
455EFI_OPEN_PROTOCOL_BY_CHILD_CONTROLLER.
456
457A driver can be detached from a device using the DisconnectController service.
458
459U-Boot devices mapped as UEFI devices
460-------------------------------------
461
462Some of the U-Boot devices are mapped as UEFI devices
463
464* block IO devices
465* console
466* graphical output
467* network adapter
468
469As of U-Boot 2018.03 the logic for doing this is hard coded.
470
471The development target is to integrate the setup of these UEFI devices with the
472U-Boot driver model [5]. So when a U-Boot device is discovered a handle should
473be created and the device path protocol and the relevant IO protocol should be
474installed. The UEFI driver then would be attached by calling ConnectController.
475When a U-Boot device is removed DisconnectController should be called.
476
477UEFI devices mapped as U-Boot devices
478-------------------------------------
479
480UEFI drivers binaries and applications may create new (virtual) devices, install
481a protocol and call the ConnectController service. Now the matching UEFI driver
482is determined by iterating over the implementations of the
483EFI_DRIVER_BINDING_PROTOCOL.
484
485It is the task of the UEFI driver to create a corresponding U-Boot device and to
486proxy calls for this U-Boot device to the controller.
487
488In U-Boot 2018.03 this has only been implemented for block IO devices.
489
490UEFI uclass
491~~~~~~~~~~~
492
493An UEFI uclass driver (lib/efi_driver/efi_uclass.c) has been created that
494takes care of initializing the UEFI drivers and providing the
495EFI_DRIVER_BINDING_PROTOCOL implementation for the UEFI drivers.
496
497A linker created list is used to keep track of the UEFI drivers. To create an
498entry in the list the UEFI driver uses the U_BOOT_DRIVER macro specifying
499UCLASS_EFI as the ID of its uclass, e.g::
500
501    /* Identify as UEFI driver */
502    U_BOOT_DRIVER(efi_block) = {
503        .name  = "EFI block driver",
504        .id    = UCLASS_EFI,
505        .ops   = &driver_ops,
506    };
507
508The available operations are defined via the structure struct efi_driver_ops::
509
510    struct efi_driver_ops {
511        const efi_guid_t *protocol;
512        const efi_guid_t *child_protocol;
513        int (*bind)(efi_handle_t handle, void *interface);
514    };
515
516When the supported() function of the EFI_DRIVER_BINDING_PROTOCOL is called the
517uclass checks if the protocol GUID matches the protocol GUID of the UEFI driver.
518In the start() function the bind() function of the UEFI driver is called after
519checking the GUID.
520The stop() function of the EFI_DRIVER_BINDING_PROTOCOL disconnects the child
521controllers created by the UEFI driver and the UEFI driver. (In U-Boot v2013.03
522this is not yet completely implemented.)
523
524UEFI block IO driver
525~~~~~~~~~~~~~~~~~~~~
526
527The UEFI block IO driver supports devices exposing the EFI_BLOCK_IO_PROTOCOL.
528
529When connected it creates a new U-Boot block IO device with interface type
530IF_TYPE_EFI, adds child controllers mapping the partitions, and installs the
531EFI_SIMPLE_FILE_SYSTEM_PROTOCOL on these. This can be used together with the
532software iPXE to boot from iSCSI network drives [4].
533
534This driver is only available if U-Boot is configured with::
535
536    CONFIG_BLK=y
537    CONFIG_PARTITIONS=y
538
539Miscellaneous
540-------------
541
542Load file 2 protocol
543~~~~~~~~~~~~~~~~~~~~
544
545The load file 2 protocol can be used by the Linux kernel to load the initial
546RAM disk. U-Boot can be configured to provide an implementation with::
547
548    EFI_LOAD_FILE2_INITRD=y
549
550When the option is enabled the user can add the initrd path with the efidebug
551command.
552
553Load options Boot#### have a FilePathList[] member.  The first element of
554the array (FilePathList[0]) is the EFI binary to execute.  When an initrd
555is specified the Device Path for the initrd is denoted by a VenMedia node
556with the EFI_INITRD_MEDIA_GUID. Each entry of the array is terminated by the
557'end of entire device path' subtype (0xff). If a user wants to define multiple
558initrds, those must by separated by the 'end of this instance' identifier of
559the end node (0x01).
560
561So our final format of the FilePathList[] is::
562
563    Loaded image - end node (0xff) - VenMedia - initrd_1 - [end node (0x01) - initrd_n ...] - end node (0xff)
564
565Links
566-----
567
568* [1] http://uefi.org/specifications - UEFI specifications
569* [2] https://github.com/ARM-software/ebbr/releases/download/v1.0/ebbr-v1.0.pdf -
570  Embedded Base Boot Requirements (EBBR) Specification - Release v1.0
571* [3] https://developer.arm.com/docs/den0044/latest/server-base-boot-requirements-system-software-on-arm-platforms-version-11 -
572  Server Base Boot Requirements System Software on ARM Platforms - Version 1.1
573* [4] :doc:`iscsi`
574* [5] :doc:`../driver-model/index`
575