1=====================================
2Accurate Garbage Collection with LLVM
3=====================================
4
5.. contents::
6   :local:
7
8Introduction
9============
10
11Garbage collection is a widely used technique that frees the programmer from
12having to know the lifetimes of heap objects, making software easier to produce
13and maintain.  Many programming languages rely on garbage collection for
14automatic memory management.  There are two primary forms of garbage collection:
15conservative and accurate.
16
17Conservative garbage collection often does not require any special support from
18either the language or the compiler: it can handle non-type-safe programming
19languages (such as C/C++) and does not require any special information from the
20compiler.  The `Boehm collector
21<http://www.hpl.hp.com/personal/Hans_Boehm/gc/>`__ is an example of a
22state-of-the-art conservative collector.
23
24Accurate garbage collection requires the ability to identify all pointers in the
25program at run-time (which requires that the source-language be type-safe in
26most cases).  Identifying pointers at run-time requires compiler support to
27locate all places that hold live pointer variables at run-time, including the
28:ref:`processor stack and registers <gcroot>`.
29
30Conservative garbage collection is attractive because it does not require any
31special compiler support, but it does have problems.  In particular, because the
32conservative garbage collector cannot *know* that a particular word in the
33machine is a pointer, it cannot move live objects in the heap (preventing the
34use of compacting and generational GC algorithms) and it can occasionally suffer
35from memory leaks due to integer values that happen to point to objects in the
36program.  In addition, some aggressive compiler transformations can break
37conservative garbage collectors (though these seem rare in practice).
38
39Accurate garbage collectors do not suffer from any of these problems, but they
40can suffer from degraded scalar optimization of the program.  In particular,
41because the runtime must be able to identify and update all pointers active in
42the program, some optimizations are less effective.  In practice, however, the
43locality and performance benefits of using aggressive garbage collection
44techniques dominates any low-level losses.
45
46This document describes the mechanisms and interfaces provided by LLVM to
47support accurate garbage collection.
48
49Goals and non-goals
50-------------------
51
52LLVM's intermediate representation provides :ref:`garbage collection intrinsics
53<gc_intrinsics>` that offer support for a broad class of collector models.  For
54instance, the intrinsics permit:
55
56* semi-space collectors
57
58* mark-sweep collectors
59
60* generational collectors
61
62* reference counting
63
64* incremental collectors
65
66* concurrent collectors
67
68* cooperative collectors
69
70We hope that the primitive support built into the LLVM IR is sufficient to
71support a broad class of garbage collected languages including Scheme, ML, Java,
72C#, Perl, Python, Lua, Ruby, other scripting languages, and more.
73
74However, LLVM does not itself provide a garbage collector --- this should be
75part of your language's runtime library.  LLVM provides a framework for compile
76time :ref:`code generation plugins <plugin>`.  The role of these plugins is to
77generate code and data structures which conforms to the *binary interface*
78specified by the *runtime library*.  This is similar to the relationship between
79LLVM and DWARF debugging info, for example.  The difference primarily lies in
80the lack of an established standard in the domain of garbage collection --- thus
81the plugins.
82
83The aspects of the binary interface with which LLVM's GC support is
84concerned are:
85
86* Creation of GC-safe points within code where collection is allowed to execute
87  safely.
88
89* Computation of the stack map.  For each safe point in the code, object
90  references within the stack frame must be identified so that the collector may
91  traverse and perhaps update them.
92
93* Write barriers when storing object references to the heap.  These are commonly
94  used to optimize incremental scans in generational collectors.
95
96* Emission of read barriers when loading object references.  These are useful
97  for interoperating with concurrent collectors.
98
99There are additional areas that LLVM does not directly address:
100
101* Registration of global roots with the runtime.
102
103* Registration of stack map entries with the runtime.
104
105* The functions used by the program to allocate memory, trigger a collection,
106  etc.
107
108* Computation or compilation of type maps, or registration of them with the
109  runtime.  These are used to crawl the heap for object references.
110
111In general, LLVM's support for GC does not include features which can be
112adequately addressed with other features of the IR and does not specify a
113particular binary interface.  On the plus side, this means that you should be
114able to integrate LLVM with an existing runtime.  On the other hand, it leaves a
115lot of work for the developer of a novel language.  However, it's easy to get
116started quickly and scale up to a more sophisticated implementation as your
117compiler matures.
118
119Getting started
120===============
121
122Using a GC with LLVM implies many things, for example:
123
124* Write a runtime library or find an existing one which implements a GC heap.
125
126  #. Implement a memory allocator.
127
128  #. Design a binary interface for the stack map, used to identify references
129     within a stack frame on the machine stack.\*
130
131  #. Implement a stack crawler to discover functions on the call stack.\*
132
133  #. Implement a registry for global roots.
134
135  #. Design a binary interface for type maps, used to identify references
136     within heap objects.
137
138  #. Implement a collection routine bringing together all of the above.
139
140* Emit compatible code from your compiler.
141
142  * Initialization in the main function.
143
144  * Use the ``gc "..."`` attribute to enable GC code generation (or
145    ``F.setGC("...")``).
146
147  * Use ``@llvm.gcroot`` to mark stack roots.
148
149  * Use ``@llvm.gcread`` and/or ``@llvm.gcwrite`` to manipulate GC references,
150    if necessary.
151
152  * Allocate memory using the GC allocation routine provided by the runtime
153    library.
154
155  * Generate type maps according to your runtime's binary interface.
156
157* Write a compiler plugin to interface LLVM with the runtime library.\*
158
159  * Lower ``@llvm.gcread`` and ``@llvm.gcwrite`` to appropriate code
160    sequences.\*
161
162  * Compile LLVM's stack map to the binary form expected by the runtime.
163
164* Load the plugin into the compiler.  Use ``llc -load`` or link the plugin
165  statically with your language's compiler.\*
166
167* Link program executables with the runtime.
168
169To help with several of these tasks (those indicated with a \*), LLVM includes a
170highly portable, built-in ShadowStack code generator.  It is compiled into
171``llc`` and works even with the interpreter and C backends.
172
173In your compiler
174----------------
175
176To turn the shadow stack on for your functions, first call:
177
178.. code-block:: c++
179
180  F.setGC("shadow-stack");
181
182for each function your compiler emits. Since the shadow stack is built into
183LLVM, you do not need to load a plugin.
184
185Your compiler must also use ``@llvm.gcroot`` as documented.  Don't forget to
186create a root for each intermediate value that is generated when evaluating an
187expression.  In ``h(f(), g())``, the result of ``f()`` could easily be collected
188if evaluating ``g()`` triggers a collection.
189
190There's no need to use ``@llvm.gcread`` and ``@llvm.gcwrite`` over plain
191``load`` and ``store`` for now.  You will need them when switching to a more
192advanced GC.
193
194In your runtime
195---------------
196
197The shadow stack doesn't imply a memory allocation algorithm.  A semispace
198collector or building atop ``malloc`` are great places to start, and can be
199implemented with very little code.
200
201When it comes time to collect, however, your runtime needs to traverse the stack
202roots, and for this it needs to integrate with the shadow stack.  Luckily, doing
203so is very simple. (This code is heavily commented to help you understand the
204data structure, but there are only 20 lines of meaningful code.)
205
206.. code-block:: c++
207
208  /// @brief The map for a single function's stack frame.  One of these is
209  ///        compiled as constant data into the executable for each function.
210  ///
211  /// Storage of metadata values is elided if the %metadata parameter to
212  /// @llvm.gcroot is null.
213  struct FrameMap {
214    int32_t NumRoots;    //< Number of roots in stack frame.
215    int32_t NumMeta;     //< Number of metadata entries.  May be < NumRoots.
216    const void *Meta[0]; //< Metadata for each root.
217  };
218
219  /// @brief A link in the dynamic shadow stack.  One of these is embedded in
220  ///        the stack frame of each function on the call stack.
221  struct StackEntry {
222    StackEntry *Next;    //< Link to next stack entry (the caller's).
223    const FrameMap *Map; //< Pointer to constant FrameMap.
224    void *Roots[0];      //< Stack roots (in-place array).
225  };
226
227  /// @brief The head of the singly-linked list of StackEntries.  Functions push
228  ///        and pop onto this in their prologue and epilogue.
229  ///
230  /// Since there is only a global list, this technique is not threadsafe.
231  StackEntry *llvm_gc_root_chain;
232
233  /// @brief Calls Visitor(root, meta) for each GC root on the stack.
234  ///        root and meta are exactly the values passed to
235  ///        @llvm.gcroot.
236  ///
237  /// Visitor could be a function to recursively mark live objects.  Or it
238  /// might copy them to another heap or generation.
239  ///
240  /// @param Visitor A function to invoke for every GC root on the stack.
241  void visitGCRoots(void (*Visitor)(void **Root, const void *Meta)) {
242    for (StackEntry *R = llvm_gc_root_chain; R; R = R->Next) {
243      unsigned i = 0;
244
245      // For roots [0, NumMeta), the metadata pointer is in the FrameMap.
246      for (unsigned e = R->Map->NumMeta; i != e; ++i)
247        Visitor(&R->Roots[i], R->Map->Meta[i]);
248
249      // For roots [NumMeta, NumRoots), the metadata pointer is null.
250      for (unsigned e = R->Map->NumRoots; i != e; ++i)
251        Visitor(&R->Roots[i], NULL);
252    }
253  }
254
255About the shadow stack
256----------------------
257
258Unlike many GC algorithms which rely on a cooperative code generator to compile
259stack maps, this algorithm carefully maintains a linked list of stack roots
260[:ref:`Henderson2002 <henderson02>`].  This so-called "shadow stack" mirrors the
261machine stack.  Maintaining this data structure is slower than using a stack map
262compiled into the executable as constant data, but has a significant portability
263advantage because it requires no special support from the target code generator,
264and does not require tricky platform-specific code to crawl the machine stack.
265
266The tradeoff for this simplicity and portability is:
267
268* High overhead per function call.
269
270* Not thread-safe.
271
272Still, it's an easy way to get started.  After your compiler and runtime are up
273and running, writing a :ref:`plugin <plugin>` will allow you to take advantage
274of :ref:`more advanced GC features <collector-algos>` of LLVM in order to
275improve performance.
276
277.. _gc_intrinsics:
278
279IR features
280===========
281
282This section describes the garbage collection facilities provided by the
283:doc:`LLVM intermediate representation <LangRef>`.  The exact behavior of these
284IR features is specified by the binary interface implemented by a :ref:`code
285generation plugin <plugin>`, not by this document.
286
287These facilities are limited to those strictly necessary; they are not intended
288to be a complete interface to any garbage collector.  A program will need to
289interface with the GC library using the facilities provided by that program.
290
291Specifying GC code generation: ``gc "..."``
292-------------------------------------------
293
294.. code-block:: llvm
295
296  define ty @name(...) gc "name" { ...
297
298The ``gc`` function attribute is used to specify the desired GC style to the
299compiler.  Its programmatic equivalent is the ``setGC`` method of ``Function``.
300
301Setting ``gc "name"`` on a function triggers a search for a matching code
302generation plugin "*name*"; it is that plugin which defines the exact nature of
303the code generated to support GC.  If none is found, the compiler will raise an
304error.
305
306Specifying the GC style on a per-function basis allows LLVM to link together
307programs that use different garbage collection algorithms (or none at all).
308
309.. _gcroot:
310
311Identifying GC roots on the stack: ``llvm.gcroot``
312--------------------------------------------------
313
314.. code-block:: llvm
315
316  void @llvm.gcroot(i8** %ptrloc, i8* %metadata)
317
318The ``llvm.gcroot`` intrinsic is used to inform LLVM that a stack variable
319references an object on the heap and is to be tracked for garbage collection.
320The exact impact on generated code is specified by a :ref:`compiler plugin
321<plugin>`.  All calls to ``llvm.gcroot`` **must** reside inside the first basic
322block.
323
324A compiler which uses mem2reg to raise imperative code using ``alloca`` into SSA
325form need only add a call to ``@llvm.gcroot`` for those variables which a
326pointers into the GC heap.
327
328It is also important to mark intermediate values with ``llvm.gcroot``.  For
329example, consider ``h(f(), g())``.  Beware leaking the result of ``f()`` in the
330case that ``g()`` triggers a collection.  Note, that stack variables must be
331initialized and marked with ``llvm.gcroot`` in function's prologue.
332
333The first argument **must** be a value referring to an alloca instruction or a
334bitcast of an alloca.  The second contains a pointer to metadata that should be
335associated with the pointer, and **must** be a constant or global value
336address.  If your target collector uses tags, use a null pointer for metadata.
337
338The ``%metadata`` argument can be used to avoid requiring heap objects to have
339'isa' pointers or tag bits. [Appel89_, Goldberg91_, Tolmach94_] If specified,
340its value will be tracked along with the location of the pointer in the stack
341frame.
342
343Consider the following fragment of Java code:
344
345.. code-block:: java
346
347   {
348     Object X;   // A null-initialized reference to an object
349     ...
350   }
351
352This block (which may be located in the middle of a function or in a loop nest),
353could be compiled to this LLVM code:
354
355.. code-block:: llvm
356
357  Entry:
358     ;; In the entry block for the function, allocate the
359     ;; stack space for X, which is an LLVM pointer.
360     %X = alloca %Object*
361
362     ;; Tell LLVM that the stack space is a stack root.
363     ;; Java has type-tags on objects, so we pass null as metadata.
364     %tmp = bitcast %Object** %X to i8**
365     call void @llvm.gcroot(i8** %tmp, i8* null)
366     ...
367
368     ;; "CodeBlock" is the block corresponding to the start
369     ;;  of the scope above.
370  CodeBlock:
371     ;; Java null-initializes pointers.
372     store %Object* null, %Object** %X
373
374     ...
375
376     ;; As the pointer goes out of scope, store a null value into
377     ;; it, to indicate that the value is no longer live.
378     store %Object* null, %Object** %X
379     ...
380
381Reading and writing references in the heap
382------------------------------------------
383
384Some collectors need to be informed when the mutator (the program that needs
385garbage collection) either reads a pointer from or writes a pointer to a field
386of a heap object.  The code fragments inserted at these points are called *read
387barriers* and *write barriers*, respectively.  The amount of code that needs to
388be executed is usually quite small and not on the critical path of any
389computation, so the overall performance impact of the barrier is tolerable.
390
391Barriers often require access to the *object pointer* rather than the *derived
392pointer* (which is a pointer to the field within the object).  Accordingly,
393these intrinsics take both pointers as separate arguments for completeness.  In
394this snippet, ``%object`` is the object pointer, and ``%derived`` is the derived
395pointer:
396
397.. code-block:: llvm
398
399  ;; An array type.
400  %class.Array = type { %class.Object, i32, [0 x %class.Object*] }
401  ...
402
403  ;; Load the object pointer from a gcroot.
404  %object = load %class.Array** %object_addr
405
406  ;; Compute the derived pointer.
407  %derived = getelementptr %object, i32 0, i32 2, i32 %n
408
409LLVM does not enforce this relationship between the object and derived pointer
410(although a :ref:`plugin <plugin>` might).  However, it would be an unusual
411collector that violated it.
412
413The use of these intrinsics is naturally optional if the target GC does require
414the corresponding barrier.  Such a GC plugin will replace the intrinsic calls
415with the corresponding ``load`` or ``store`` instruction if they are used.
416
417Write barrier: ``llvm.gcwrite``
418^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
419
420.. code-block:: llvm
421
422  void @llvm.gcwrite(i8* %value, i8* %object, i8** %derived)
423
424For write barriers, LLVM provides the ``llvm.gcwrite`` intrinsic function.  It
425has exactly the same semantics as a non-volatile ``store`` to the derived
426pointer (the third argument).  The exact code generated is specified by a
427compiler :ref:`plugin <plugin>`.
428
429Many important algorithms require write barriers, including generational and
430concurrent collectors.  Additionally, write barriers could be used to implement
431reference counting.
432
433Read barrier: ``llvm.gcread``
434^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
435
436.. code-block:: llvm
437
438  i8* @llvm.gcread(i8* %object, i8** %derived)
439
440For read barriers, LLVM provides the ``llvm.gcread`` intrinsic function.  It has
441exactly the same semantics as a non-volatile ``load`` from the derived pointer
442(the second argument).  The exact code generated is specified by a
443:ref:`compiler plugin <plugin>`.
444
445Read barriers are needed by fewer algorithms than write barriers, and may have a
446greater performance impact since pointer reads are more frequent than writes.
447
448.. _plugin:
449
450Implementing a collector plugin
451===============================
452
453User code specifies which GC code generation to use with the ``gc`` function
454attribute or, equivalently, with the ``setGC`` method of ``Function``.
455
456To implement a GC plugin, it is necessary to subclass ``llvm::GCStrategy``,
457which can be accomplished in a few lines of boilerplate code.  LLVM's
458infrastructure provides access to several important algorithms.  For an
459uncontroversial collector, all that remains may be to compile LLVM's computed
460stack map to assembly code (using the binary representation expected by the
461runtime library).  This can be accomplished in about 100 lines of code.
462
463This is not the appropriate place to implement a garbage collected heap or a
464garbage collector itself.  That code should exist in the language's runtime
465library.  The compiler plugin is responsible for generating code which conforms
466to the binary interface defined by library, most essentially the :ref:`stack map
467<stack-map>`.
468
469To subclass ``llvm::GCStrategy`` and register it with the compiler:
470
471.. code-block:: c++
472
473  // lib/MyGC/MyGC.cpp - Example LLVM GC plugin
474
475  #include "llvm/CodeGen/GCStrategy.h"
476  #include "llvm/CodeGen/GCMetadata.h"
477  #include "llvm/Support/Compiler.h"
478
479  using namespace llvm;
480
481  namespace {
482    class LLVM_LIBRARY_VISIBILITY MyGC : public GCStrategy {
483    public:
484      MyGC() {}
485    };
486
487    GCRegistry::Add<MyGC>
488    X("mygc", "My bespoke garbage collector.");
489  }
490
491This boilerplate collector does nothing.  More specifically:
492
493* ``llvm.gcread`` calls are replaced with the corresponding ``load``
494  instruction.
495
496* ``llvm.gcwrite`` calls are replaced with the corresponding ``store``
497  instruction.
498
499* No safe points are added to the code.
500
501* The stack map is not compiled into the executable.
502
503Using the LLVM makefiles, this code
504can be compiled as a plugin using a simple makefile:
505
506.. code-block:: make
507
508  # lib/MyGC/Makefile
509
510  LEVEL := ../..
511  LIBRARYNAME = MyGC
512  LOADABLE_MODULE = 1
513
514  include $(LEVEL)/Makefile.common
515
516Once the plugin is compiled, code using it may be compiled using ``llc
517-load=MyGC.so`` (though MyGC.so may have some other platform-specific
518extension):
519
520::
521
522  $ cat sample.ll
523  define void @f() gc "mygc" {
524  entry:
525    ret void
526  }
527  $ llvm-as < sample.ll | llc -load=MyGC.so
528
529It is also possible to statically link the collector plugin into tools, such as
530a language-specific compiler front-end.
531
532.. _collector-algos:
533
534Overview of available features
535------------------------------
536
537``GCStrategy`` provides a range of features through which a plugin may do useful
538work.  Some of these are callbacks, some are algorithms that can be enabled,
539disabled, or customized.  This matrix summarizes the supported (and planned)
540features and correlates them with the collection techniques which typically
541require them.
542
543.. |v| unicode:: 0x2714
544   :trim:
545
546.. |x| unicode:: 0x2718
547   :trim:
548
549+------------+------+--------+----------+-------+---------+-------------+----------+------------+
550| Algorithm  | Done | Shadow | refcount | mark- | copying | incremental | threaded | concurrent |
551|            |      | stack  |          | sweep |         |             |          |            |
552+============+======+========+==========+=======+=========+=============+==========+============+
553| stack map  | |v|  |        |          | |x|   | |x|     | |x|         | |x|      | |x|        |
554+------------+------+--------+----------+-------+---------+-------------+----------+------------+
555| initialize | |v|  | |x|    | |x|      | |x|   | |x|     | |x|         | |x|      | |x|        |
556| roots      |      |        |          |       |         |             |          |            |
557+------------+------+--------+----------+-------+---------+-------------+----------+------------+
558| derived    | NO   |        |          |       |         |             | **N**\*  | **N**\*    |
559| pointers   |      |        |          |       |         |             |          |            |
560+------------+------+--------+----------+-------+---------+-------------+----------+------------+
561| **custom   | |v|  |        |          |       |         |             |          |            |
562| lowering** |      |        |          |       |         |             |          |            |
563+------------+------+--------+----------+-------+---------+-------------+----------+------------+
564| *gcroot*   | |v|  | |x|    | |x|      |       |         |             |          |            |
565+------------+------+--------+----------+-------+---------+-------------+----------+------------+
566| *gcwrite*  | |v|  |        | |x|      |       |         | |x|         |          | |x|        |
567+------------+------+--------+----------+-------+---------+-------------+----------+------------+
568| *gcread*   | |v|  |        |          |       |         |             |          | |x|        |
569+------------+------+--------+----------+-------+---------+-------------+----------+------------+
570| **safe     |      |        |          |       |         |             |          |            |
571| points**   |      |        |          |       |         |             |          |            |
572+------------+------+--------+----------+-------+---------+-------------+----------+------------+
573| *in        | |v|  |        |          | |x|   | |x|     | |x|         | |x|      | |x|        |
574| calls*     |      |        |          |       |         |             |          |            |
575+------------+------+--------+----------+-------+---------+-------------+----------+------------+
576| *before    | |v|  |        |          |       |         |             | |x|      | |x|        |
577| calls*     |      |        |          |       |         |             |          |            |
578+------------+------+--------+----------+-------+---------+-------------+----------+------------+
579| *for       | NO   |        |          |       |         |             | **N**    | **N**      |
580| loops*     |      |        |          |       |         |             |          |            |
581+------------+------+--------+----------+-------+---------+-------------+----------+------------+
582| *before    | |v|  |        |          |       |         |             | |x|      | |x|        |
583| escape*    |      |        |          |       |         |             |          |            |
584+------------+------+--------+----------+-------+---------+-------------+----------+------------+
585| emit code  | NO   |        |          |       |         |             | **N**    | **N**      |
586| at safe    |      |        |          |       |         |             |          |            |
587| points     |      |        |          |       |         |             |          |            |
588+------------+------+--------+----------+-------+---------+-------------+----------+------------+
589| **output** |      |        |          |       |         |             |          |            |
590+------------+------+--------+----------+-------+---------+-------------+----------+------------+
591| *assembly* | |v|  |        |          | |x|   | |x|     | |x|         | |x|      | |x|        |
592+------------+------+--------+----------+-------+---------+-------------+----------+------------+
593| *JIT*      | NO   |        |          | **?** | **?**   | **?**       | **?**    | **?**      |
594+------------+------+--------+----------+-------+---------+-------------+----------+------------+
595| *obj*      | NO   |        |          | **?** | **?**   | **?**       | **?**    | **?**      |
596+------------+------+--------+----------+-------+---------+-------------+----------+------------+
597| live       | NO   |        |          | **?** | **?**   | **?**       | **?**    | **?**      |
598| analysis   |      |        |          |       |         |             |          |            |
599+------------+------+--------+----------+-------+---------+-------------+----------+------------+
600| register   | NO   |        |          | **?** | **?**   | **?**       | **?**    | **?**      |
601| map        |      |        |          |       |         |             |          |            |
602+------------+------+--------+----------+-------+---------+-------------+----------+------------+
603| \* Derived pointers only pose a hasard to copying collections.                                |
604+------------+------+--------+----------+-------+---------+-------------+----------+------------+
605| **?** denotes a feature which could be utilized if available.                                 |
606+------------+------+--------+----------+-------+---------+-------------+----------+------------+
607
608To be clear, the collection techniques above are defined as:
609
610Shadow Stack
611  The mutator carefully maintains a linked list of stack roots.
612
613Reference Counting
614  The mutator maintains a reference count for each object and frees an object
615  when its count falls to zero.
616
617Mark-Sweep
618  When the heap is exhausted, the collector marks reachable objects starting
619  from the roots, then deallocates unreachable objects in a sweep phase.
620
621Copying
622  As reachability analysis proceeds, the collector copies objects from one heap
623  area to another, compacting them in the process.  Copying collectors enable
624  highly efficient "bump pointer" allocation and can improve locality of
625  reference.
626
627Incremental
628  (Including generational collectors.) Incremental collectors generally have all
629  the properties of a copying collector (regardless of whether the mature heap
630  is compacting), but bring the added complexity of requiring write barriers.
631
632Threaded
633  Denotes a multithreaded mutator; the collector must still stop the mutator
634  ("stop the world") before beginning reachability analysis.  Stopping a
635  multithreaded mutator is a complicated problem.  It generally requires highly
636  platform-specific code in the runtime, and the production of carefully
637  designed machine code at safe points.
638
639Concurrent
640  In this technique, the mutator and the collector run concurrently, with the
641  goal of eliminating pause times.  In a *cooperative* collector, the mutator
642  further aids with collection should a pause occur, allowing collection to take
643  advantage of multiprocessor hosts.  The "stop the world" problem of threaded
644  collectors is generally still present to a limited extent.  Sophisticated
645  marking algorithms are necessary.  Read barriers may be necessary.
646
647As the matrix indicates, LLVM's garbage collection infrastructure is already
648suitable for a wide variety of collectors, but does not currently extend to
649multithreaded programs.  This will be added in the future as there is
650interest.
651
652.. _stack-map:
653
654Computing stack maps
655--------------------
656
657LLVM automatically computes a stack map.  One of the most important features
658of a ``GCStrategy`` is to compile this information into the executable in
659the binary representation expected by the runtime library.
660
661The stack map consists of the location and identity of each GC root in the
662each function in the module.  For each root:
663
664* ``RootNum``: The index of the root.
665
666* ``StackOffset``: The offset of the object relative to the frame pointer.
667
668* ``RootMetadata``: The value passed as the ``%metadata`` parameter to the
669  ``@llvm.gcroot`` intrinsic.
670
671Also, for the function as a whole:
672
673* ``getFrameSize()``: The overall size of the function's initial stack frame,
674   not accounting for any dynamic allocation.
675
676* ``roots_size()``: The count of roots in the function.
677
678To access the stack map, use ``GCFunctionMetadata::roots_begin()`` and
679-``end()`` from the :ref:`GCMetadataPrinter <assembly>`:
680
681.. code-block:: c++
682
683  for (iterator I = begin(), E = end(); I != E; ++I) {
684    GCFunctionInfo *FI = *I;
685    unsigned FrameSize = FI->getFrameSize();
686    size_t RootCount = FI->roots_size();
687
688    for (GCFunctionInfo::roots_iterator RI = FI->roots_begin(),
689                                        RE = FI->roots_end();
690                                        RI != RE; ++RI) {
691      int RootNum = RI->Num;
692      int RootStackOffset = RI->StackOffset;
693      Constant *RootMetadata = RI->Metadata;
694    }
695  }
696
697If the ``llvm.gcroot`` intrinsic is eliminated before code generation by a
698custom lowering pass, LLVM will compute an empty stack map.  This may be useful
699for collector plugins which implement reference counting or a shadow stack.
700
701.. _init-roots:
702
703Initializing roots to null: ``InitRoots``
704-----------------------------------------
705
706.. code-block:: c++
707
708  MyGC::MyGC() {
709    InitRoots = true;
710  }
711
712When set, LLVM will automatically initialize each root to ``null`` upon entry to
713the function.  This prevents the GC's sweep phase from visiting uninitialized
714pointers, which will almost certainly cause it to crash.  This initialization
715occurs before custom lowering, so the two may be used together.
716
717Since LLVM does not yet compute liveness information, there is no means of
718distinguishing an uninitialized stack root from an initialized one.  Therefore,
719this feature should be used by all GC plugins.  It is enabled by default.
720
721Custom lowering of intrinsics: ``CustomRoots``, ``CustomReadBarriers``, and ``CustomWriteBarriers``
722---------------------------------------------------------------------------------------------------
723
724For GCs which use barriers or unusual treatment of stack roots, these flags
725allow the collector to perform arbitrary transformations of the LLVM IR:
726
727.. code-block:: c++
728
729  class MyGC : public GCStrategy {
730  public:
731    MyGC() {
732      CustomRoots = true;
733      CustomReadBarriers = true;
734      CustomWriteBarriers = true;
735    }
736
737    virtual bool initializeCustomLowering(Module &M);
738    virtual bool performCustomLowering(Function &F);
739  };
740
741If any of these flags are set, then LLVM suppresses its default lowering for the
742corresponding intrinsics and instead calls ``performCustomLowering``.
743
744LLVM's default action for each intrinsic is as follows:
745
746* ``llvm.gcroot``: Leave it alone.  The code generator must see it or the stack
747  map will not be computed.
748
749* ``llvm.gcread``: Substitute a ``load`` instruction.
750
751* ``llvm.gcwrite``: Substitute a ``store`` instruction.
752
753If ``CustomReadBarriers`` or ``CustomWriteBarriers`` are specified, then
754``performCustomLowering`` **must** eliminate the corresponding barriers.
755
756``performCustomLowering`` must comply with the same restrictions as
757:ref:`FunctionPass::runOnFunction <writing-an-llvm-pass-runOnFunction>`
758Likewise, ``initializeCustomLowering`` has the same semantics as
759:ref:`Pass::doInitialization(Module&)
760<writing-an-llvm-pass-doInitialization-mod>`
761
762The following can be used as a template:
763
764.. code-block:: c++
765
766  #include "llvm/IR/Module.h"
767  #include "llvm/IR/IntrinsicInst.h"
768
769  bool MyGC::initializeCustomLowering(Module &M) {
770    return false;
771  }
772
773  bool MyGC::performCustomLowering(Function &F) {
774    bool MadeChange = false;
775
776    for (Function::iterator BB = F.begin(), E = F.end(); BB != E; ++BB)
777      for (BasicBlock::iterator II = BB->begin(), E = BB->end(); II != E; )
778        if (IntrinsicInst *CI = dyn_cast<IntrinsicInst>(II++))
779          if (Function *F = CI->getCalledFunction())
780            switch (F->getIntrinsicID()) {
781            case Intrinsic::gcwrite:
782              // Handle llvm.gcwrite.
783              CI->eraseFromParent();
784              MadeChange = true;
785              break;
786            case Intrinsic::gcread:
787              // Handle llvm.gcread.
788              CI->eraseFromParent();
789              MadeChange = true;
790              break;
791            case Intrinsic::gcroot:
792              // Handle llvm.gcroot.
793              CI->eraseFromParent();
794              MadeChange = true;
795              break;
796            }
797
798    return MadeChange;
799  }
800
801.. _safe-points:
802
803Generating safe points: ``NeededSafePoints``
804--------------------------------------------
805
806LLVM can compute four kinds of safe points:
807
808.. code-block:: c++
809
810  namespace GC {
811    /// PointKind - The type of a collector-safe point.
812    ///
813    enum PointKind {
814      Loop,    //< Instr is a loop (backwards branch).
815      Return,  //< Instr is a return instruction.
816      PreCall, //< Instr is a call instruction.
817      PostCall //< Instr is the return address of a call.
818    };
819  }
820
821A collector can request any combination of the four by setting the
822``NeededSafePoints`` mask:
823
824.. code-block:: c++
825
826  MyGC::MyGC()  {
827    NeededSafePoints = 1 << GC::Loop
828                     | 1 << GC::Return
829                     | 1 << GC::PreCall
830                     | 1 << GC::PostCall;
831  }
832
833It can then use the following routines to access safe points.
834
835.. code-block:: c++
836
837  for (iterator I = begin(), E = end(); I != E; ++I) {
838    GCFunctionInfo *MD = *I;
839    size_t PointCount = MD->size();
840
841    for (GCFunctionInfo::iterator PI = MD->begin(),
842                                  PE = MD->end(); PI != PE; ++PI) {
843      GC::PointKind PointKind = PI->Kind;
844      unsigned PointNum = PI->Num;
845    }
846  }
847
848Almost every collector requires ``PostCall`` safe points, since these correspond
849to the moments when the function is suspended during a call to a subroutine.
850
851Threaded programs generally require ``Loop`` safe points to guarantee that the
852application will reach a safe point within a bounded amount of time, even if it
853is executing a long-running loop which contains no function calls.
854
855Threaded collectors may also require ``Return`` and ``PreCall`` safe points to
856implement "stop the world" techniques using self-modifying code, where it is
857important that the program not exit the function without reaching a safe point
858(because only the topmost function has been patched).
859
860.. _assembly:
861
862Emitting assembly code: ``GCMetadataPrinter``
863---------------------------------------------
864
865LLVM allows a plugin to print arbitrary assembly code before and after the rest
866of a module's assembly code.  At the end of the module, the GC can compile the
867LLVM stack map into assembly code. (At the beginning, this information is not
868yet computed.)
869
870Since AsmWriter and CodeGen are separate components of LLVM, a separate abstract
871base class and registry is provided for printing assembly code, the
872``GCMetadaPrinter`` and ``GCMetadataPrinterRegistry``.  The AsmWriter will look
873for such a subclass if the ``GCStrategy`` sets ``UsesMetadata``:
874
875.. code-block:: c++
876
877  MyGC::MyGC() {
878    UsesMetadata = true;
879  }
880
881This separation allows JIT-only clients to be smaller.
882
883Note that LLVM does not currently have analogous APIs to support code generation
884in the JIT, nor using the object writers.
885
886.. code-block:: c++
887
888  // lib/MyGC/MyGCPrinter.cpp - Example LLVM GC printer
889
890  #include "llvm/CodeGen/GCMetadataPrinter.h"
891  #include "llvm/Support/Compiler.h"
892
893  using namespace llvm;
894
895  namespace {
896    class LLVM_LIBRARY_VISIBILITY MyGCPrinter : public GCMetadataPrinter {
897    public:
898      virtual void beginAssembly(AsmPrinter &AP);
899
900      virtual void finishAssembly(AsmPrinter &AP);
901    };
902
903    GCMetadataPrinterRegistry::Add<MyGCPrinter>
904    X("mygc", "My bespoke garbage collector.");
905  }
906
907The collector should use ``AsmPrinter`` to print portable assembly code.  The
908collector itself contains the stack map for the entire module, and may access
909the ``GCFunctionInfo`` using its own ``begin()`` and ``end()`` methods.  Here's
910a realistic example:
911
912.. code-block:: c++
913
914  #include "llvm/CodeGen/AsmPrinter.h"
915  #include "llvm/IR/Function.h"
916  #include "llvm/IR/DataLayout.h"
917  #include "llvm/Target/TargetAsmInfo.h"
918  #include "llvm/Target/TargetMachine.h"
919
920  void MyGCPrinter::beginAssembly(AsmPrinter &AP) {
921    // Nothing to do.
922  }
923
924  void MyGCPrinter::finishAssembly(AsmPrinter &AP) {
925    MCStreamer &OS = AP.OutStreamer;
926    unsigned IntPtrSize = AP.TM.getSubtargetImpl()->getDataLayout()->getPointerSize();
927
928    // Put this in the data section.
929    OS.SwitchSection(AP.getObjFileLowering().getDataSection());
930
931    // For each function...
932    for (iterator FI = begin(), FE = end(); FI != FE; ++FI) {
933      GCFunctionInfo &MD = **FI;
934
935      // A compact GC layout. Emit this data structure:
936      //
937      // struct {
938      //   int32_t PointCount;
939      //   void *SafePointAddress[PointCount];
940      //   int32_t StackFrameSize; // in words
941      //   int32_t StackArity;
942      //   int32_t LiveCount;
943      //   int32_t LiveOffsets[LiveCount];
944      // } __gcmap_<FUNCTIONNAME>;
945
946      // Align to address width.
947      AP.EmitAlignment(IntPtrSize == 4 ? 2 : 3);
948
949      // Emit PointCount.
950      OS.AddComment("safe point count");
951      AP.EmitInt32(MD.size());
952
953      // And each safe point...
954      for (GCFunctionInfo::iterator PI = MD.begin(),
955                                    PE = MD.end(); PI != PE; ++PI) {
956        // Emit the address of the safe point.
957        OS.AddComment("safe point address");
958        MCSymbol *Label = PI->Label;
959        AP.EmitLabelPlusOffset(Label/*Hi*/, 0/*Offset*/, 4/*Size*/);
960      }
961
962      // Stack information never change in safe points! Only print info from the
963      // first call-site.
964      GCFunctionInfo::iterator PI = MD.begin();
965
966      // Emit the stack frame size.
967      OS.AddComment("stack frame size (in words)");
968      AP.EmitInt32(MD.getFrameSize() / IntPtrSize);
969
970      // Emit stack arity, i.e. the number of stacked arguments.
971      unsigned RegisteredArgs = IntPtrSize == 4 ? 5 : 6;
972      unsigned StackArity = MD.getFunction().arg_size() > RegisteredArgs ?
973                            MD.getFunction().arg_size() - RegisteredArgs : 0;
974      OS.AddComment("stack arity");
975      AP.EmitInt32(StackArity);
976
977      // Emit the number of live roots in the function.
978      OS.AddComment("live root count");
979      AP.EmitInt32(MD.live_size(PI));
980
981      // And for each live root...
982      for (GCFunctionInfo::live_iterator LI = MD.live_begin(PI),
983                                         LE = MD.live_end(PI);
984                                         LI != LE; ++LI) {
985        // Emit live root's offset within the stack frame.
986        OS.AddComment("stack index (offset / wordsize)");
987        AP.EmitInt32(LI->StackOffset);
988      }
989    }
990  }
991
992References
993==========
994
995.. _appel89:
996
997[Appel89] Runtime Tags Aren't Necessary. Andrew W. Appel. Lisp and Symbolic
998Computation 19(7):703-705, July 1989.
999
1000.. _goldberg91:
1001
1002[Goldberg91] Tag-free garbage collection for strongly typed programming
1003languages. Benjamin Goldberg. ACM SIGPLAN PLDI'91.
1004
1005.. _tolmach94:
1006
1007[Tolmach94] Tag-free garbage collection using explicit type parameters. Andrew
1008Tolmach. Proceedings of the 1994 ACM conference on LISP and functional
1009programming.
1010
1011.. _henderson02:
1012
1013[Henderson2002] `Accurate Garbage Collection in an Uncooperative Environment
1014<http://citeseer.ist.psu.edu/henderson02accurate.html>`__
1015