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16\def\v#1{\verb+#1+}
17\def\k#1{K$_#1$}
18
19\title{KADM5 Library and Server \\ Implementation Design}
20\author{Barry Jaspan}
21
22\begin{document}
23
24\sloppy
25\maketitle
26
27{\setlength{\parskip}{0pt}\tableofcontents}
28
29\section{Overview}
30
31The KADM5 administration system is designed around the KADM5 API.  The
32``server-side'' library libkadm5srv.a implements the KADM5 API by
33operating directly on the underlying KDC and admin databases.  The
34``client-side'' library libkadm5clnt.a implements the KADM5 API via an
35RPC mechanism.  The administration server kadmind accepts RPC requests
36from the client-side library and translates them into calls to the
37server-side library, performing authentication, authorization, and
38logging along the way.
39
40The two libraries, libkadm5clnt.a and libkadm5srv.a, export the
41identical kadm5 interface; for example, both contain definitions for
42kadm5_get_principal, and all other kadm5 functions.  In most cases,
43the client library function just marshalls arguments and results into
44and out of an RPC call, whereas the server library function performs
45the actual operation on the database file.  kadm5_init_*, however, are
46substantially different even though they export the same interface: on
47the client, they establish the RPC connection and GSS-API context,
48whereas on the server side the open the database files, read in the
49password dictionary, and the like.  Also, the kadm5_free functions
50operate on local process memory in both libraries.
51
52The admin server is implemented as a nearly-stateless transaction
53server, where each admin API function represents a single transaction.
54No per-client or per-connection information is stored; only local
55database handles are maintained between requests.  The RPC mechanism
56provides access to remote callers' authentication credentials for
57authorization purposes.
58
59The admin API is exported via an RPC interface that hides all details
60about network encoding, authentication, and encryption of data on the
61wire.  The RPC mechanism does, however, allow the server to access the
62underlying authentication credentials for authorization purposes.
63
64The admin system maintains two databases:
65%
66\begin{itemize}
67\item The master Kerberos (KDC) database is used to store all the
68information that the Kerberos server understands, thus allowing the
69greatest functionality with no modifications to a standard KDC.
70
71\item The KDC database also stores kadm5-specific per-principal
72information in each principal's krb5_tl_data list.  In a prior
73version, this data was stored in a separate admin principal database;
74thus, when this document refers to ``the admin principal database,''
75it now refers to the appropriate krb5_tl_data entries in the KDC
76database.
77
78\item The policy database stores kadm5 policy information.
79\end{itemize}
80
81The per-principal information stored in the admin principal database
82consists of the principal's policy name and an array of the
83principal's previous keys.  The old keys are stored encrypted in the
84key of the special principal ``kadmin/history'' that is created by the
85server library when it is first needed.  Since a change in
86kadmin/history's key renders every principal's key history array
87useless, it can only be changed using the ovsec_adm_edit utility; that
88program will reencrypt every principal's key history in the new
89key.\footnote{ovsec_adm_edit has not yet been implemented, and there
90are currently no plans to implement it; thus, the history cannot
91currently be changed.}  The server library refuses all requests to
92change kadmin/history's key.
93
94\section{API Handles}
95
96Each call to kadm5_init_* on the client or server creates a new API
97handle.  The handles encapsulate the API and structure versions
98specified by kadm5_init_*'s caller and all other internal data needed
99by the library.  A process can have multiple open API handles
100simultaneously by calling kadm5_init_* multiple times, and call can
101specify a different version, client or service principal, and so
102forth.
103
104Each kadm5 function verifies the handle it is given with the
105CHECK_HANDLE or _KADM5_CHECK_HANDLE macros.  The CHECK_HANDLE macro
106differs for the client and server library because the handle types
107used by those libraries differ, so it is defined in both
108$<$client_internal.h$>$ and $<$server_internal.h$>$ in the library
109source directory.  In each header file, CHECK_HANDLE first calls
110GENERIC_CHECK_HANDLE, defined in $<$admin_internal.h$>$, which
111verifies the magic number, API version, and structure version that is
112contained in both client and server handles.  CHECK_HANDLE then calls
113either CLIENT_CHECK_HANDLE or SERVER_CHECK_HANDLE respectively to
114verify the client- or server-library specific handle fields.
115
116The CHECK_HANDLE macro is useful because it inlines the handle check
117instead of requiring a separate function call.  However, using
118CHECK_HANDLE means that a source file cannot be compiled once and
119included into both the client and server library, because CHECK_HANDLE
120is always either specific to either the client or server library, not
121both.  There are a number of functions that can be implemented with
122the same code in both the client and server libraries, however,
123including all of the kadm5_free functions and
124kadm5_chpass_principal_util.  The _KADM5_CHECK_HANDLE macro solves
125this problem; instead of inlining the handle check, it calls the
126function _kadm5_check_handle which is defined separately in both the
127client and server library, in client_init.c and server_init.c.
128Since these two files are only compiled once and put in a single
129library, they simply verify the handle they are passed with
130CHECK_HANDLE and return the result.
131
132\section{API Versioning}
133
134The KADM5 system was designed by OpenVision to support multiple
135versions of the KADM5 API.  MIT has not adopted this level of support,
136and considers the KADM5 C API to be unstable from release to release.
137This section describes the original design intent; bear in mind that
138only the most recent API is supported by current MIT krb5 releases,
139and that the API version does not necessarily change with API changes
140unless there is a need to do so for wire compatibility.
141
142Historically, three versions of the KADM5 API have existed:
143KADM5_API_VERSION_1 through KADM5_API_VERSION_3.  The first version
144was equivalent to the initial OpenVision API,
145OVSEC_KADM_API_VERSION_1; the second was created during the initial
146integration of the OpenVision system into the MIT release; and the
147third was created for MIT krb5 1.8 to add lockout fields to policy
148entries.  MIT dropped wire compatibility support for version 1 in MIT
149krb5 1.8 (as version 1 was never used in shipped MIT code), but
150retains wire compatibility support for version 2.
151
152Implementing a versioned API in C via with both local and RPC access
153presents a number of design issues, some of them quite subtle.  The
154contexts in which versioning considerations must be made include:
155
156\begin{enumerate}
157\item Typedefs, function declarations, and defined constants depend on
158the API version a client is written to and must be correct at compile
159time.
160
161\item Each function in the server library must behave according to the
162API version specified by the caller at runtime to kadm5_init_*.
163
164\item The XDR functions used by the RPC layer to transmit function
165arguments and results must encode data structures correctly depending
166on the API version specified by the client at runtime.
167
168\item Each function in the client library must behave according to the
169API version specified by the caller at runtime to kadm5_init_*.
170
171\item The RPC server (kadmind) must accept calls from a client using
172any supported API version, and must then invoke the function in the
173server library corresponding to the RPC with the API version indicated
174by the client caller.
175
176\item When a first API function is invoked that needs to call a second
177function in the API on its own behalf, and that second API function's
178behavior depends on the API version specified, the first API function
179must either be prepared to call the second API function at whatever
180version its caller specifies or have a means of always calling the
181second API function at a pre-determined version.
182\end{enumerate}
183
184The following functions describe how each context is handled.
185
186\subsection{Designing for future compatibility}
187
188Any code whose behavior depends on the API version should be written
189so as to be compatible with future, currently unknown API versions on
190the grounds that any particular piece of API behavior will most
191likely not change between versions.  For example, in the current
192system, the code is not written as ``if this is VERSION_1, do X, else
193if this is VERSION_2, do Y''; instead, it is written as ``if this is
194VERSION_1, do X; else, do Y.''  The former will require additional
195work when VERSION_3 is defined, even if ``do Y'' is still the correct
196action, whereas the latter will work without modification in that
197case.
198
199\subsection{Header file declarations}
200
201Typedefs, defined constants and macros, and function declarations may
202change between versions.  A client is always written to a single,
203specific API version, and thus expects the header files to define
204everything according to that API.  Failure of a header file to define
205values correctly will result in either compiler warnings (e.g. if the
206pointer type of a function argument changes) or fatal errors (e.g. if
207the number of arguments to a function changes, or the fields of a
208structure change).  For example, in VERSION_1, kadm5_get_policy took a
209pointer to a pointer to a structure, and in VERSION_2 it takes a
210pointer to a structure; that would generate a warning if not correct.
211In VERSION_1, kadm5_randkey_principal accepted three arguments but in
212VERSION_2 accepts four; that would generate a fatal error.
213
214The header file defines everything correctly based on the value of the
215USE_KADM5_API_VERSION constant.  The constant can be assigned to an
216integer corresponding to any supported API version, and defaults to
217the newest version.  The header files then simply use an \#ifdef to
218include the right definitions:
219%
220\begin{verbatim}
221#if USE_KADM5_API_VERSION == 1
222kadm5_ret_t    kadm5_get_principal(void *server_handle,
223                                   krb5_principal principal,
224                                   kadm5_principal_ent_t *ent);
225#else
226kadm5_ret_t    kadm5_get_principal(void *server_handle,
227                                   krb5_principal principal,
228                                   kadm5_principal_ent_t ent,
229                                   long mask);
230#endif
231\end{verbatim}
232
233\subsection{Server library functions}
234
235Server library functions must know how many and what type of arguments
236to expect, and must operate on those arguments correctly, based on the
237API version with which they are invoked.  The API version is contained
238in the handle that is always passed as their first argument, generated
239by kadm5_init_* (to which the client specified the API version to use
240at run-time).
241
242In general, it is probably unsafe for a compiled function in a library
243to re-interpret the number and type of defined arguments at run-time
244since the calling conventions may not allow it; for example, a
245function whose first argument was a short in one version and a pointer
246in the next might fail if it simply typed-casted the argument.  In
247that case, the function would have to written to take variable
248arguments (i.e. use $<$stdarg.h$>$) and extract them from the stack
249based on the API version.  Alternatively, a separate function for each
250API version could be defined, and $<$kadm5/admin.h$>$ could be written
251to \v{\#define} the exported function name based on the value of
252USE_KADM5_API_VERSION.
253
254In the current system, it turns out, that isn't necessary, and future
255implementors should take try to ensure that no version has semantics
256that will cause such problems in the future.  All the functions in
257KADM5 that have different arguments or results between VERSION_1 and
258VERSION_2 do so simply by type-casting their arguments to the
259appropriate version and then have separate code paths to handle each
260one correctly.  kadm5_get_principal, in svr_principal.c, is a good
261example.  In VERSION_1, it took the address of a pointer to a
262kadm5_principal_ent_t to fill in with a pointer to allocated memory;
263in VERSION_2, it takes a pointer to a structure to fill in, and a mask
264of which fields in that structure should be filled in.  Also, the
265contents of the kadm5_principal_ent_t changed slightly between the two
266versions.  kadm5_get_principal handles versioning as follows
267(following along in the source code will be helpful):
268
269\begin{enumerate}
270\item If VERSION_1, it saves away its entry argument (address of a
271pointer to a structure) and resets its value to contain the address of
272a locally stack-allocated entry structure; this allows most of the
273function to written once, in terms of VERSION_2 semantics.  If
274VERSION_1, it also resets its mask argument to be
275KADM5_PRINCIPAL_NORMAL_MASK, because that is the equivalent to
276VERSION_1 behavior, which was to return all the fields of the
277structure.
278
279\item The bulk of the function is implemented as expected for
280VERSION_2.
281
282\item The new fields in the VERSION_2 entry structure are assigned
283inside a block that is only execute if the caller specified
284VERSION_2.  This saves a little time for a VERSION_1 caller.
285
286\item After the entry structure is filled, the function checks again
287if it was called as VERSION_1.  If so, it allocates a new
288kadm5_principal_ent_t_v1 structure (which is conveniently defined in
289the header file) with malloc, copies the appropriate values from the
290entry structure into the VERSION_1 entry structure, and then writes
291the address of the newly allocated memory into address specified by
292the original entry argument which it had previously saved away.
293\end{enumerate}
294
295There is another complication involved in a function re-interpreting
296the number of arguments it receives at compile time---it cannot assign
297any value to an argument for which the client did not pass a value.
298For example, a VERSION_1 client only passes three arguments to
299kadm5_get_principal.  If the implementation of kadm5_get_principal
300notices that the caller is VERSION_1 and therefore assigns its fourth
301argument, mask, to a value that mimics the VERSION_1 behavior, it may
302inadvertently overwrite data on its caller's stack.  This problem can
303be avoided simply by using a true local variable in such cases,
304instead of treating an unpassed argument as a local variable.
305
306\subsection{XDR functions}
307
308The XDR functions used to encode function arguments and results must
309know how to encode the data for any API version.  This is important
310both so that all the data gets correctly transmitted and so that
311protocol compatibility between clients or servers using the new
312library but an old API version is maintained; specific, new kadmind
313servers should support old kadm5 clients.
314
315The signature of all XDR functions is strictly defined: they take the
316address of an XDR function and the address of the data object to be
317encoded or decoded.  It is thus impossible to provide the API version
318of the data object as an additional argument to an XDR function.
319There are two other means to convey the information, storing the API
320version to use as a field in the data object itself and creating
321separate XDR functions to handle each different version of the data
322object, and both of them are used in KADM5.
323
324In the client library, each kadm5 function collects its arguments into
325a single structure to be passed by the RPC; similarly, it expects all
326of the results to come back as a single structure from the RPC that it
327will then decode back into its constituent pieces (these are the
328standard ONC RPC semantics).  In order to pass versioning information
329to the XDR functions, each function argument and result datatype has a
330filed to store the API version.  For example, consider
331kadm5_get_principal's structures:
332%
333\begin{verbatim}
334struct gprinc_arg {
335        krb5_ui_4 api_version;
336        krb5_principal princ;
337        long mask;
338};
339typedef struct gprinc_arg gprinc_arg;
340bool_t xdr_gprinc_arg();
341
342struct gprinc_ret {
343        krb5_ui_4 api_version;
344        kadm5_ret_t code;
345        kadm5_principal_ent_rec rec;
346};
347typedef struct gprinc_ret gprinc_ret;
348bool_t xdr_gprinc_ret();
349\end{verbatim}
350%
351kadm5_get_principal (in client_principal.c) assigns the api_version
352field of the gprinc_arg to the version specified by its caller,
353assigns the princ field based on its arguments, and assigns the mask
354field from its argument if the caller specified VERSION_2.  It then
355calls the RPC function clnt_call, specifying the XDR functions
356xdr_gprinc_arg and xdr_gprinc_ret to handle the arguments and results.
357
358xdr_gprinc_arg is invoked with a pointer to the gprinc_arg structure
359just described.  It first encodes the api_version field; this allows
360the server to know what to expect.  It then encodes the krb5_principal
361structure and, if api_version is VERSION_2, the mask.  If api_version
362is not VERSION_2, it does not encode {\it anything} in place of the
363mask, because an old VERSION_1 server will not expect any other data
364to arrive on the wire there.
365
366The server performs the kadm5_get_principal call and returns its
367results in an XDR encoded gprinc_ret structure.  clnt_call, which has
368been blocking until the results arrived, invokes xdr_gprinc_ret with a
369pointer to the encoded data for it to decode.  xdr_gprinc_ret first
370decodes the api_version field, and then the code field since that is
371present in all versions to date.  The kadm5_principal_ent_rec presents
372a problem, however.  The structure does not itself contain an
373api_version field, but the structure is different between the two
374versions.  Thus, a single XDR function cannot decode both versions of
375the structure because it will have no way to decide which version to
376expect.  The solution is to have two functions,
377kadm5_principal_ent_rec_v1 and kadm5_principal_ent_rec, which always
378decode according to VERSION_1 or VERSION_2, respectively.  gprinc_ret
379knows which one to invoke because it has the api_version field
380returned by the server (which is always the same as that specified by
381the client in the gpring_arg).
382
383In hindsight, it probably would have been better to encode the API
384version of all structures directly in a version field in the structure
385itself; then multiple XDR functions for a single data type wouldn't be
386necessary, and the data objects would stand complete on their own.
387This can be added in a future API version if desired.
388
389\subsection{Client library functions}
390
391Just as with server library functions, client library functions must
392be able to interpret their arguments and provide result according to
393the API version specified by the caller.  Again, kadm5_get_principal
394(in client_principal.c) is a good example.  The gprinc_ret structure
395that it gets back from clnt_call contains a kadm5_principal_ent_rec or
396a kadm5_principal_ent_rec_v1 (the logic is simplified somewhat because
397the VERSION_2 structure only has new fields added on the end).  If
398kadm5_get_principal was invoked with VERSION_2, that structure should
399be copied into the pointer provided as the entry argument; if it was
400invoked with VERSION_1, however, the structure should be copied into
401allocated memory whose address is then written into the pointer
402provided by the entry argument.  Client library functions make this
403determination based on the API version specified in the provided
404handle, just like server library functions do.
405
406\subsection{Admin server stubs}
407
408When an RPC call arrives at the server, the RPC layer authenticates
409the call using the GSS-API, decodes the arguments into their
410single-structure form (ie: a gprinc_arg) and dispatches the call to a
411stub function in the server (in server_stubs.c).  The stub function
412first checks the caller's authorization to invoke the function and, if
413authorized, calls the kadm5 function corresponding to the RPC function
414with the arguments specified in the single-structure argument.
415
416Once again, kadm5_get_principal is a good example for the issues
417involved.  The contents of the gprinc_arg given to the stub
418(get_principal_1) depends on the API version the caller on the client
419side specified; that version is available to the server in the
420api_version field of the gprinc_arg.  When the server calls
421kadm5_get_principal in the server library, it must give that function
422an API handle that contains the API version requested by the client;
423otherwise the function semantics might not be correct.  One
424possibility would be for the server to call kadm5_init for each client
425request, specifying the client's API version number and thus generating
426an API handle with the correct version, but that would be
427prohibitively inefficient.  Instead, the server dips down in the
428server library's internal abstraction barrier, using the function
429new_server_handle to cons up a server handle based on the server's own
430global_server_handle but using the API version specified by the
431client.  The server then passes the newly generated handle to
432kadm5_get_principal, ensuring the right behavior, and creates the
433gprinc_ret structure in a manner similar to that described above.
434
435Although new_server_handle solves the problem of providing the server
436with an API handle containing the right API version number, it does
437not solve another problem: that a single source file, server_stubs.c,
438needs to be able to invoke functions with arguments appropriate for
439multiple API versions.  If the client specifies VERSION_1, for
440example, the server must invoke kadm5_get_principal with three
441arguments, but if the client specifies VERSION_2 the server must
442invoke kadm5_get_principal with four arguments.  The compiler will not
443allow this inconsistency.  The server defines wrapper functions in a
444separate source file that match the old version, and the separate
445source file is compiled with USE_KADM5_API_VERSION set to the old
446version; see kadm5_get_principal_v1 in server_glue_v1.c.  The server
447then calls the correct variant of kadm5_get_principal_* based on the
448API version and puts the return values into the gprinc_ret in a manner
449similar to that described above.
450
451Neither of these solutions are necessarily correct.  new_server_handle
452violates the server library's abstraction barrier and is at best a
453kludge; the server library should probably export a function to
454provide this behavior without violating the abstraction;
455alternatively, the librar should be modified so that having the server
456call kadm5_init for each client RPC request would not be too
457inefficient.  The glue functions in server_glue_v1.c really are not
458necessary, because the server stubs could always just pass dummy
459arguments for the extra arguments; after all, the glue functions pass
460{\it nothing} for the extra arguments, so they just end up as stack
461garbage anyway.
462
463Another alternative to the new_server_handle problem is to have the
464server always invoke server library functions at a single API version,
465and then have the stubs take care of converting the function arguments
466and results back into the form expected by the caller.  In general,
467however, this might require the stubs to duplicate substantial logic
468already present in the server library and further violate the server
469library's abstraction barrier.
470
471\subsection{KADM5 self-reference}
472
473Some kadm5 functions call other kadm5 functions ``on their own
474behalf'' to perform functionality that is necessary but that does not
475directly affect what the client sees.  For example,
476kadm5_chpass_principal has to enforce password policies; thus, it
477needs to call kadm5_get_principal and, if the principal has a policy,
478kadm5_get_policy and kadm5_modify_principal in the process of changing
479a principal's password.  This leads to a complication: what API handle
480should kadm5_chpass_principal pass to the other kadm5 functions it
481calls?
482
483The ``obvious,'' but wrong, answer is that it should pass the handle
484it was given by its caller.  The caller may provide an API handle
485specifying any valid API version.  Although the semantics of
486kadm5_chpass_principal did not change between VERSION_1 and VERSION_2,
487the declarations of both kadm5_get_principal and kadm5_get_policy
488did.  Thus, to use the caller's API handle, kadm5_chpass_principal
489will have to have a separate code path for each API version, even
490though it itself did not change between versions, and duplicate a lot
491of logic found elsewhere in the library.
492
493Instead, each API handle contains a ``local-use handle,'' or lhandle,
494that kadm5 functions should use to call other kadm5 functions.  For
495example, the client-side library's handle structure is:
496%
497\begin{verbatim}
498typedef struct _kadm5_server_handle_t {
499        krb5_ui_4       magic_number;
500        krb5_ui_4       struct_version;
501        krb5_ui_4       api_version;
502        char *          cache_name;
503        int             destroy_cache;
504        CLIENT *        clnt;
505        krb5_context    context;
506        kadm5_config_params params;
507        struct _kadm5_server_handle_t *lhandle;
508} kadm5_server_handle_rec, *kadm5_server_handle_t;
509\end{verbatim}
510%
511The lhandle field is allocated automatically when the handle is
512created.  All of the fields of the API handle that are accessed
513outside kadm5_init are also duplicated in the lhandle; however, the
514api_version field of the lhandle is always set to a {\it constant}
515value, regardless of the API version specified by the caller to
516kadm5_init.  In the current implementation, the lhandle's api_version
517is always VERSION_2.
518
519By passing the caller's handle's lhandle to recursively called kadm5
520functions, a kadm5 function is assured of invoking the second kadm5
521function with a known API version.  Additionally, the lhandle's
522lhandle field points back to the lhandle, in case kadm5 functions call
523themselves more than one level deep; handle$->$lhandle always points
524to the same lhandle, no matter how many times the indirection is
525performed.
526
527This scheme might break down if a kadm5 function has to call another
528kadm5 function to perform operations that they client will see and for
529its own benefit, since the semantics of the recursively-called kadm5
530function may depend on the API version specified and the client may be
531depending on a particular version's behavior.  Future implementors
532should avoid creating a situation in which this is possible.
533
534\section{Server Main}
535
536The admin server starts by trapping all fatal signals and directing
537them to a cleanup-and-exit function.  It then creates and exports the
538RPC interface and enters its main loop.
539
540The main loop dispatches all incoming requests to the RPC mechanism.
541In a previous version, after 15 seconds of inactivity, the server
542closed all open databases; each database was be automatically reopened
543by the API function implementations as necessary.  That behavior
544existed to protect against loss of written data before the process
545exited.  The current database libraries write all changes out to disk
546immediately, however, so this behavior is no longer required or
547performed.
548
549\section{Remote Procedure Calls}
550
551The RPC for the Admin system will be based on ONC RPC.  ONC RPC is
552used because it is a well-known, portable RPC mechanism.  The
553underlying external data representation (xdr) mechanisms for wire
554encapsulation are well-known and extensible.  Authentication to the
555admin server and encryption of all RPC functional arguments and
556results are be handled via the AUTH_GSSAPI authentication flavor of
557ONC RPC.
558
559\section{Database Record Types}
560\label{sec:db-types}
561
562\subsection{Admin Principal, osa_princ_ent_t}
563
564The admin principal database stores records of the type
565osa_princ_ent_t (declared in $<$kadm5/adb.h$>$), which is the
566subset of the kadm5_principal_ent_t structure that is not stored
567in the Kerberos database plus the necessary bookkeeping information.
568The records are keyed by the ASCII representation of the principal's
569name, including the trailing NULL.
570
571\begin{verbatim}
572typedef struct _osa_pw_hist_t {
573     int n_key_data;
574     krb5_key_data *key_data;
575} osa_pw_hist_ent, *osa_pw_hist_t;
576
577typedef struct _osa_princ_ent_t {
578        char * policy;
579        u_int32 aux_attributes;
580
581        unsigned int old_key_len;
582        unsigned int old_key_next;
583        krb5_kvno admin_history_kvno;
584        osa_pw_hist_ent *old_keys;
585
586
587        u_int32 num_old_keys;
588        u_int32 next_old_key;
589        krb5_kvno admin_history_kvno;
590        osa_pw_hist_ent *old_keys;
591} osa_princ_ent_rec, *osa_princ_ent_t;
592\end{verbatim}
593
594The fields that are different from kadm5_principal_ent_t are:
595
596\begin{description}
597\item[num_old_keys] The number of previous keys in the old_keys array.
598This value must be 0 $\le$ num_old_keys $<$ pw_history_num.
599
600\item[old_key_next] The index into old_keys where the next key should
601be inserted.  This value must be 0 $\le$ old_key_next $\le$
602num_old_keys.
603
604\item[admin_history_kvno] The key version number of the kadmin/history
605principal's key used to encrypt the values in old_keys.  If the server
606library finds that kadmin/history's kvno is different from the value
607in this field, it returns KADM5_BAD_HIST_KEY.
608
609\item[old_keys] The array of the principal's previous passwords, each
610encrypted in the kadmin/history key.  There are num_old_keys
611elements.  Each ``password'' in the array is itself an array of
612n_key_data krb5_key_data structures, one for each keysalt type the
613password was encoded in.
614\end{description}
615
616\subsection{Policy, osa_policy_ent_t}
617
618The policy database stores records of the type osa_policy_ent_t
619(declared in $<$kadm5/adb.h$>$) , which is all of
620kadm5_policy_ent_t plus necessary bookkeeping information.  The
621records are keyed by the policy name.
622
623\begin{verbatim}
624typedef struct _osa_policy_ent_t {
625        char *policy;
626
627        u_int32 pw_min_life;
628        u_int32 pw_max_life;
629        u_int32 pw_min_length;
630        u_int32 pw_min_classes;
631        u_int32 pw_history_num;
632
633        u_int32 refcnt;
634} osa_policy_ent_rec, *osa_policy_ent_t;
635\end{verbatim}
636
637\subsection{Kerberos, krb5_db_entry}
638
639The Kerberos database stores records of type krb5_db_entry, which is
640defined in the $<$k5-int.h$>$ header file.  The semantics of each
641field are defined in the libkdb functional specification.
642
643\section{Database Access Methods}
644
645\subsection{Principal and Policy Databases}
646
647This section describes the database abstraction used for the admin
648policy database; the admin principal database used to be treated in
649the same manner but is now handled more directly as krb5_tl_data;
650thus, nothing in this section applies to it any more.  Since both
651databases export equivalent functionality, the API is only described
652once.  The character T is used to represent both ``princ'' and
653``policy''. The location of the principal database is defined by the
654configuration parameters given to any of the kadm5_init functions in
655the server library.
656
657Note that this is {\it only} a database abstraction.  All functional
658intelligence, such as maintaining policy reference counts or sanity
659checking, must be implemented above this layer.
660
661Prototypes for the osa functions are supplied in
662$<$kadm5/adb.h$>$. The routines are defined in libkadm5srv.a. They
663require linking with the Berkely DB library.
664
665\subsubsection{Error codes}
666
667The database routines use com_err for error codes.  The error code
668table name is ``adb'' and the offsets are the same as the order
669presented here. The error table header file is
670$<$kadm5/adb_err.h$>$. Callers of the OSA routines should first call
671init_adb_err_tbl() to initialize the database table.
672
673\begin{description}
674\item[OSA_ADB_OK] Operation successful.
675\item[OSA_ADB_FAILURE] General failure.
676\item[OSA_ADB_DUP] Operation would create a duplicate database entry.
677\item[OSA_ADB_NOENT] Named entry not in database.
678\item[OSA_ADB_BAD_PRINC] The krb5_principal structure is invalid.
679\item[OSA_ADB_BAD_POLICY] The specified policy name is invalid.
680\item[OSA_ADB_XDR_FAILURE] The principal or policy structure cannot be
681encoded for storage.
682\item[OSA_ADB_BADLOCKMODE] Bad lock mode specified.
683\item[OSA_ADB_CANTLOCK_DB] Cannot lock database, presumably because it
684is already locked.
685\item[OSA_ADB_NOTLOCKED] Internal error, database not locked when
686unlock is called.
687\item[OSA_ADB_NOLOCKFILE] KADM5 administration database lock file missing.
688\end{description}
689
690Database functions can also return system errors.  Unless otherwise
691specified, database functions return OSA_ADB_OK.
692
693\subsubsection{Locking}
694
695All of the osa_adb functions except open and close lock and unlock the
696database to prevent concurrency collisions.  The overall locking
697algorithm is as follows:
698
699\begin{enumerate}
700\item osa_adb_open_T calls osa_adb_init_db to allocate the osa_adb_T_t
701structure and open the locking file for further use.
702
703\item Each osa_adb functions locks the locking file and opens the
704appropriate database with osa_adb_open_and_lock, performs its action,
705and then closes the database and unlocks the locking file with
706osa_adb_close_and_unlock.
707
708\item osa_adb_close_T calls osa_adb_fini_db to close the locking file
709and deallocate the db structure.
710\end{enumerate}
711
712Functions which modify the database acquire an exclusive lock, others
713acquire a shared lock.  osa_adb_iter_T acquires an exclusive lock for
714safety but as stated below consequences of modifying the database in
715the iteration function are undefined.
716
717\subsubsection{Function descriptions}
718
719\begin{verbatim}
720osa_adb_ret_t osa_adb_create_T_db(kadm5_config_params *params)
721\end{verbatim}
722%
723Create the database and lockfile specified in params.  The database
724must not already exist, or EEXIST is returned.  The lock file is only
725created after the database file has been created successfully.
726
727\begin{verbatim}
728osa_adb_ret_t osa_adb_rename_T_db(kadm5_config_params *fromparams,
729				  kadm5_config_params *toparams)
730\end{verbatim}
731%
732Rename the database named by fromparams to that named by toparams.
733The fromparams database must already exist; the toparams database may
734exist or not.  When the function returns, the database named by
735fromparams no longer exists, and toparams has been overwritten with
736fromparams.  This function acquires a permanent lock on both databases
737for the duration of its operation, so a failure is likely to leave the
738databases unusable.
739
740\begin{verbatim}
741osa_adb_ret_t osa_adb_destroy_policy_db(kadm5_config_params *params)
742\end{verbatim}
743%
744Destroy the database named by params.  The database file and lock file
745are deleted.
746
747\begin{verbatim}
748osa_adb_ret_t
749osa_adb_open_T(osa_adb_T_t *db, char *filename);
750\end{verbatim}
751%
752Open the database named filename.  Returns OSA_ADB_NOLOCKFILE if the
753database does not exist or if the lock file is missing.  The database
754is not actually opened in the operating-system file sense until a lock
755is acquire.
756
757\begin{verbatim}
758osa_adb_ret_t
759osa_adb_close_T(osa_adb_T_t db);
760\end{verbatim}
761%
762Release all shared or exclusive locks (on BOTH databases, since they
763use the same lock file) and close the database.
764
765It is an error to exit while a permanent lock is held;
766OSA_ADB_NOLOCKFILE is returned in this case.
767
768\begin{verbatim}
769osa_adb_ret_t osa_adb_get_lock(osa_adb_T_t db, int mode)
770\end{verbatim}
771
772Acquire a lock on the administration databases; note that both
773databases are locked simultaneously by a single call.  The mode
774argument can be OSA_ADB_SHARED, OSA_ADB_EXCLUSIVE, or
775OSA_ADB_PERMANENT.  The first two and the third are really disjoint
776locking semantics and should not be interleaved.
777
778Shared and exclusive locks have the usual semantics, and a program can
779upgrade a shared lock to an exclusive lock by calling the function
780again.  A reference count of open locks is maintained by this function
781and osa_adb_release_lock so the functions can be called multiple
782times; the actual lock is not released until the final
783osa_adb_release_lock.  Note, however, that once a lock is upgraded
784from shared to exclusive, or from exclusive to permanent, it is not
785downgraded again until released completely.  In other words,
786get_lock(SHARED), get_lock(EXCLUSIVE), release_lock() leaves the
787process with an exclusive lock with a reference count of one.  An
788attempt to get a shared or exclusive lock that conflicts with another
789process results in the OSA_ADB_CANLOCK_DB error code.
790
791This function and osa_adb_release_lock are called automatically as
792needed by all other osa_adb functions to acquire shared and exclusive
793locks and so are not normally needed.  They can be used explicitly by
794a program that wants to perform multiple osa_adb functions within the
795context of a single lock.
796
797Acquiring an OSA_ADB_PERMANENT lock is different.  A permanent lock
798consists of first acquiring an exclusive lock and then {\it deleting
799the lock file}.  Any subsequent attempt to acquire a lock by a
800different process will fail with OSA_ADB_NOLOCKFILE instead of
801OSA_ADB_CANTLOCK_DB (attempts in the same process will ``succeed''
802because only the reference count gets incremented).  The lock file is
803recreated by osa_adb_release_lock when the last pending lock is released.
804
805The purpose of a permanent lock is to absolutely ensure that the
806database remain locked during non-atomic operations.  If the locking
807process dies while holding a permanent lock, all subsequent osa_adb
808operations will fail, even through a system reboot.  This is useful,
809for example, for ovsec_adm_import which creates both new database
810files in a temporary location and renames them into place.  If both
811renames do not fully complete the database will probably be
812inconsistent and everything should stop working until an administrator
813can clean it up.
814
815\begin{verbatim}
816osa_adb_ret_t osa_adb_release_lock(osa_adb_T_t db)
817\end{verbatim}
818
819Releases a shared, exclusive, or permanent lock acquired with
820osa_adb_get_lock, or just decrements the reference count if multiple
821locks are held.  When a permanent lock is released, the lock file is
822re-created.
823
824All of a process' shared or exclusive database locks are released when
825the process terminates.  A permanent lock is {\it not} released when
826the process exits (although the exclusive lock it begins with
827obviously is).
828
829\begin{verbatim}
830osa_adb_ret_t
831osa_adb_create_T(osa_adb_T_t db, osa_T_ent_t entry);
832\end{verbatim}
833%
834Adds the entry to the database.  All fields are defined.  Returns
835OSA_ADB_DUP if it already exists.
836
837\begin{verbatim}
838osa_adb_ret_t
839osa_adb_destroy_T(osa_adb_T_t db, osa_T_t name);
840\end{verbatim}
841
842Removes the named entry from the database.  Returns OSA_ADB_NOENT if
843it does not exist.
844
845\begin{verbatim}
846osa_adb_ret_t
847osa_adb_get_T(osa_adb_T_t db, osa_T_t name,
848        osa_princ_ent_t *entry);
849\end{verbatim}
850
851Looks up the named entry in the db, and returns it in *entry in
852allocated storage that must be freed with osa_adb_free_T.  Returns
853OSA_ADB_NOENT if name does not exist, OSA_ADB_MEM if memory cannot be
854allocated.
855
856\begin{verbatim}
857osa_adb_ret_t
858osadb_adb_put_T(osa_adb_T_t db, osa_T_ent_t entry);
859\end{verbatim}
860
861Modifies the existing entry named in entry.  All fields must be filled
862in.  Returns OSA_DB_NOENT if the named entry does not exist.  Note
863that this cannot be used to rename an entry; rename is implemented by
864deleting the old name and creating the new one (NOT ATOMIC!).
865
866\begin{verbatim}
867void osa_adb_free_T(osa_T_ent_t);
868\end{verbatim}
869
870Frees the memory associated with an osa_T_ent_t allocated by
871osa_adb_get_T.
872
873\begin{verbatim}
874typedef osa_adb_ret_t (*osa_adb_iter_T_func)(void *data,
875                                    osa_T_ent_t entry);
876
877osa_adb_ret_t osa_adb_iter_T(osa_adb_T_t db, osa_adb_iter_T_func func,
878                    void *data);
879\end{verbatim}
880
881Iterates over every entry in the database.  For each entry ent in the
882database db, the function (*func)(data, ent) is called.  If func
883returns an error code, osa_adb_iter_T returns an error code.  If all
884invocations of func return OSA_ADB_OK, osa_adb_iter_T returns
885OSA_ADB_OK.  The function func is permitted to access the database,
886but the consequences of modifying the database during the iteration
887are undefined.
888
889\subsection{Kerberos Database}
890
891Kerberos uses the libkdb interface to store krb5_db_entry records.  It
892can be accessed and modified in parallel with the Kerberos server,
893using functions that are defined inside the KDC and the libkdb.a.  The
894libkdb interface is defined in the libkdb functional specifications.
895
896\subsubsection{Initialization and Key Access}
897
898Keys stored in the Kerberos database are encrypted in the Kerberos
899master key.  The admin server will therefore have to acquire the key
900before it can perform any key-changing operations, and will have to
901decrypt and encrypt the keys retrieved from and placed into the
902database via krb5_db_get_principal and _put_principal.  This section
903describes the internal admin server API that will be used to perform
904these functions.
905
906\begin{verbatim}
907krb5_principal master_princ;
908krb5_encrypt_block master_encblock;
909krb5_keyblock master_keyblock;
910
911void kdc_init_master()
912\end{verbatim}
913
914kdc_init_master opens the database and acquires the master key.  It
915also sets the global variables master_princ, master_encblock, and
916master_keyblock:
917
918\begin{itemize}
919\item master_princ is set to the name of the Kerberos master principal
920(\v{K/M@REALM}).
921
922\item master_encblock is something I have no idea about.
923
924\item master_keyblock is the Kerberos master key
925\end{itemize}
926
927\begin{verbatim}
928krb5_error_code kdb_get_entry_and_key(krb5_principal principal,
929                                      krb5_db_entry *entry,
930                                      krb5_keyblock *key)
931\end{verbatim}
932
933kdb_get_entry_and_key retrieves the named principal's entry from the
934database in entry, and decrypts its key into key.  The caller must
935free entry with krb5_dbm_db_free_principal and free key-$>$contents with
936free.\footnote{The caller should also \v{memset(key-$>$contents, 0,
937key-$>$length)}.  There should be a function krb5_free_keyblock_contents
938for this, but there is not.}
939
940\begin{verbatim}
941krb5_error_code kdb_put_entry_pw(krb5_db_entry *entry, char *pw)
942\end{verbatim}
943
944kdb_put_entry_pw stores entry in the database.  All the entry values
945must already be set; this function does not change any of them except
946the key.  pw, the NULL-terminated password string, is converted to a
947key using string-to-key with the salt type specified in
948entry-$>$salt_type.\footnote{The salt_type should be set based on the
949command line arguments to the kadmin server (see the ``Command Line''
950section of the functional specification).}
951
952\section{Admin Principal and Policy Database Implementation}
953
954The admin principal and policy databases will each be stored in a
955single hash table, implemented by the Berkeley 4.4BSD db library.
956Each record will consist of an entire osa_T_ent_t.  The key into the
957hash table is the entry name (for principals, the ASCII representation
958of the name).  The value is the T entry structure.  Since the key and
959data must be self-contained, with no pointers, the Sun xdr mechanisms
960will be used to marshal and unmarshal data in the database.
961
962The server in the first release will be single-threaded in that a
963request will run to completion (or error) before the next will run,
964but multiple connections will be allowed simultaneously.
965
966\section{ACLs, acl_check}
967
968The ACL mechanism described in the ``Authorization ACLs'' section of
969the functional specifications will be implemented by the acl_check
970function.
971
972\begin{verbatim}
973enum access_t {
974        ACCESS_DENIED = 0,
975        ACCESS_OK = 1,
976};
977
978enum access_t acl_check(krb5_principal princ, char *priv);
979\end{verbatim}
980
981The priv argument must be one of ``get'', ``add'', ``delete'', or
982``modify''.  acl_check returns 1 if the principal princ has the named
983privilege, 0 if it does not.
984
985\section{Function Details}
986
987This section discusses specific design issues for Admin API functions
988that are not addressed by the functional specifications.
989
990\subsection{kadm5_create_principal}
991
992If the named principal exists in either the Kerberos or admin
993principal database, but not both, return KADM5_BAD_DB.
994
995The principal's initial key is not stored in the key history array at
996creation time.
997
998\subsection{kadm5_delete_principal}
999
1000If the named principal exists in either the Kerberos or admin
1001principal database, but not both, return KADM5_BAD_DB.
1002
1003\subsection{kadm5_modify_principal}
1004
1005If the named principal exists in either the Kerberos or admin
1006principal database, but not both, return KADM5_BAD_DB.
1007
1008If pw_history_num changes and the new value $n$ is smaller than the
1009current value of num_old_keys, old_keys should end up with the $n$
1010most recent keys; these are found by counting backwards $n$ elements
1011in old_keys from old_key_next.  old_key_nexts should then be reset to
10120, the oldest of the saved keys, and num_old_keys set to $n$, the
1013new actual number of old keys in the array.
1014
1015\subsection{kadm5_chpass_principal, randkey_principal}
1016
1017The algorithm for determining whether a password is in the principal's
1018key history is complicated by the use of the kadmin/history \k{h}
1019encrypting key.
1020
1021\begin{enumerate}
1022\item For kadm5_chpass_principal, convert the password to a key
1023using string-to-key and the salt method specified by the command line
1024arguments.
1025
1026\item If the POLICY bit is set and pw_history_num is not zero, check
1027if the new key is in the history.
1028\begin{enumerate}
1029\item Retrieve the principal's current key and decrypt it with \k{M}.
1030If it is the same as the new key, return KADM5_PASS_REUSE.
1031\item Retrieve the kadmin/history key \k{h} and decrypt it with \k{M}.
1032\item Encrypt the principal's new key in \k{h}.
1033\item If the principal's new key encrypted in \k{h} is in old_keys,
1034return KADM5_PASS_REUSE.
1035\item Encrypt the principal's current key in \k{h} and store it in
1036old_keys.
1037\item Erase the memory containing \k{h}.
1038\end{enumerate}
1039
1040\item Encrypt the principal's new key in \k{M} and store it in the
1041database.
1042\item Erase the memory containing \k{M}.
1043\end{enumerate}
1044
1045To store the an encrypted key in old_keys, insert it as the
1046old_key_next element of old_keys, and increment old_key_next by one
1047modulo pw_history_num.
1048
1049\subsection{kadm5_get_principal}
1050
1051If the named principal exists in either the Kerberos or admin
1052principal database, but not both, return KADM5_BAD_DB.
1053
1054\end{document}
1055